DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N••• I••••••••• E• G•••••• D• R••••••• F••••••••• L••••
Latest filing Mar 30, 2026
First filing on the tape Aug 7, 2024 · 3 filings
SEC status approved since Sep 6, 2024
RAUM
$810M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$810M as of Mar 30, 2026
Mar 31, 2025$556M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20250 then
Employees (5.A)7 as of Mar 30, 2026
Mar 31, 20256 then
Private funds1 as of Mar 30, 2026
Mar 31, 20251 then
RAUM +46% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $405MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 94%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $47.2M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Sovereign wealth funds$763M94%
- Pooled investment vehicles$47.2M5.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $47.2M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.06 institutional_share=0.94 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N••• B••••• L••• B••••• F••• L•• | Hedge Fund | $0 | 0 | Aug 7, 2024 |
| N••• B••••• L••• O••• F••• L•• | Hedge Fund | $0 | 0 | Aug 7, 2024 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• D• A•••••• M•••••• · Chief Compliance Officer; Executive Manager; Partnercontrolsince 07/2020 · owns less than 5%
- S•••••• D• S•••• F••••• W••••• A•••••• · Chief Investment Officer, And Portfolio Manager; Executive Manager; Partnercontrolsince 07/2020 · owns less than 5%
- B••• L•••• C•••••• F••••• · Partnercontrolsince 01/2020 · owns 25% to 50% of N••• H••••••• P••••••••• S•
Entity owners
- N••• H••••••• P••••••••• S• · Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- N••• A••••••••• • A••••••••• E• G•••••• D• R••••••• F••••••••• L••••investment advisern
- N••• C•••••• • A••••••••• E• G•••••• D• R••••••• F••••••••• L••••investment advisern
- N••• R••• E••••• S•••••••• • A••••••••• E• G•••••• D• R••••••• F••••••••• L••••investment advisern
- N••• R••• E••••• V••••••• • A••••••••• E• G•••••• D• R••••••• F••••••••• L••••investment advisern
- N••• Y•••• A••••••••• E• G•••••• D• R••••••• F••••••••• L••••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 2Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 4 to 6Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 2 to 1Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $30.1M to $47.2MMar 31, 2025 to Mar 30, 2026
- Employees · 6 to 7Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $556M to $810MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $30.1M to $47.2MMar 31, 2025 to Mar 30, 2026
- RAUM · $556M to $810MMar 31, 2025 to Mar 30, 2026
- Assets in custody · $0 to $30.1MAug 7, 2024 to Mar 31, 2025
- Financial planning clients · unset to Aug 7, 2024 to Mar 31, 2025
- HQ state · unset to Aug 7, 2024 to Mar 31, 2025
- Other offices · 0 to 1Aug 7, 2024 to Mar 31, 2025
- Private funds · 2 to 1Aug 7, 2024 to Mar 31, 2025
- Discretionary RAUM · $587M to $556MAug 7, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $0 to $30.1MAug 7, 2024 to Mar 31, 2025
- RAUM · $587M to $556MAug 7, 2024 to Mar 31, 2025
Signals
2 dated events
- N••• I••••••••• E• G•••••• D• R••••••• F••••••••• L•••• reported RAUM $810.0M, up 46% from $556.0M (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- N••• I••••••••• E• G•••••• D• R••••••• F••••••••• L•••• filed its initial SEC registration (Form ADV)Aug 7, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/navicapitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- n•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 55 21 3590 2410reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026