DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••••• A•••• L••
Latest filing Mar 11, 2026
First filing on the tape Jul 25, 2024 · 4 filings
SEC status approved since Aug 23, 2024
RAUM
$27.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$27.0M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$27.0M as of Mar 11, 2026
Mar 31, 2025$17.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 11, 2026
Mar 31, 20251 then
Employees (5.A)1 as of Mar 11, 2026
Mar 31, 20251 then
Private funds1 as of Mar 11, 2026
Oct 17, 20251 then
RAUM +57% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $27.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $13.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +57%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Custody
- $5.0M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$22.0M81%
- Pooled investment vehicles$5.0M19%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.0M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• D••••••• J• · Chief Executive Officercontrolsince 04/2024 · owns 50% to 75%
- M•••••• A•••••• H••••••• · Chief Compliance Officercontrolsince 04/2024 · owns less than 5%
- C••••••• D••••••• J• · Managing Partnercontrolsince 02/2017 · owns 25% to 50% of D•••••••• A•••• M••••••••• L••
- M••••••• C••••••• E••••• · Managing Partnercontrolsince 02/2017 · owns 25% to 50% of D•••••••• A•••• M••••••••• L••
- M•••••• A•••••• H••••••• · Managing Partner, Chief Compliance Officercontrolsince 02/2017 · owns 25% to 50% of D•••••••• A•••• M••••••••• L••
- R••••••••• J•••••• C••••• · Managing Partnercontrolsince 02/2017 · owns 25% to 50% of D•••••••• A•••• M••••••••• L••
Entity owners
- D•••••••• A•••• M••••••••• L•• · Shareholderdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- D•••••••• A•••• M••••••••• L••investment adviseryRAUM $567M
Advisers that list I••••••••• A•••• L•• as a related person
- 316507 y
Offices
Schedule D 1.F, the 25 largest
- Newtown, PA1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 11, 2026custody of client assets (Item 9.A): no on the filing of 2025-10-17, yes on the filing of 2026-03-11peers: asset managers, under $100M (329)
What changed
consecutive filings, newest first
- Accounts · 1 to 2Oct 17, 2025 to Mar 11, 2026
- Assets in custody · unset to 5000000.0Oct 17, 2025 to Mar 11, 2026
- Custody of client assets · false to trueOct 17, 2025 to Mar 11, 2026
- Insurance-licensed employees · 0 to 1Oct 17, 2025 to Mar 11, 2026
- Discretionary RAUM · $25.0M to $27.0MOct 17, 2025 to Mar 11, 2026
- RAUM · $25.0M to $27.0MOct 17, 2025 to Mar 11, 2026
- Pooled vehicle clients · unset to 1.0Mar 31, 2025 to Oct 17, 2025
- Private funds · unset to 1Mar 31, 2025 to Oct 17, 2025
- Discretionary RAUM · $17.2M to $25.0MMar 31, 2025 to Oct 17, 2025
- Pooled vehicle RAUM · unset to 5000000.0Mar 31, 2025 to Oct 17, 2025
- RAUM · $17.2M to $25.0MMar 31, 2025 to Oct 17, 2025
- Accounts · 0 to 1Jul 25, 2024 to Mar 31, 2025
- Business name · I••••••••• A••••• L•• to I••••••••• A•••• L••Jul 25, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 25, 2024 to Mar 31, 2025
- Legal name · I••••••••• A••••• L•• to I••••••••• A•••• L••Jul 25, 2024 to Mar 31, 2025
- Discretionary RAUM · $0 to $17.2MJul 25, 2024 to Mar 31, 2025
- RAUM · $0 to $17.2MJul 25, 2024 to Mar 31, 2025
Signals
1 dated events
- I••••••••• A••••• L•• filed its initial SEC registration (Form ADV)Jul 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/intelligent-alphasreportedpublic record, Form ADV, Sep 19, 2026
- Website
- i•••••••••.coreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 215-469-1717reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $27.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026