DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••••• P••••••• • C••
Wealth manager with institutional or fund businessLos Angeles, CaliforniaCRD 332598SEC 801-131043websiteIAPD
Legal name L•••••••• P••••••• • C••• L••
Latest filing Mar 31, 2026
First filing on the tape Aug 2, 2024 · 11 filings
SEC status approved since Sep 13, 2024
RAUM
$572M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
30%
$174M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$572M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$572M as of Mar 31, 2026
Jan 10, 2025$198M then
HNW client RAUM$174M as of Mar 31, 2026
Jan 10, 2025$54.2M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Jan 10, 20251 then
Employees (5.A)8 as of Mar 31, 2026
Jan 10, 20257 then
Private funds8 as of Mar 31, 2026
Jan 10, 20255 then
RAUM +0.8% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $572MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $21.7MderivedHNW RAUM over HNW clients
- Average account
- $21.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 8.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$276M48%
- High-net-worth individuals$174M30%
- Pooled investment vehicles$71.3M12%
- Charitable organizations$51.3M9.0%
- Individual clients
- n/areported
- HNW clients
- 8reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 27reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.3 fund_share=0.12 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••••• S•••••• C•••• | Los Angeles, Ca | Jan 3, 2025 | 13 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••••• S•••••• C•••• from T•• C•••• F•••Jan 3, 2025 · RIA TO NEW F•••
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• R••••••••• S•••••• · Chief Executive Officercontrolsince 07/2024 · owns 50% to 75%
- C••••• A•••••• V•••••••• · Managing Directorsince 07/2024 · owns 10% to 25%
- C••••• J••••••• C••••••••• · Managing Directorsince 07/2024 · owns 10% to 25%
- C••••• S••••••• G•••••• · Chief Operating Officer, Chief Compliance Officersince 07/2024 · owns 10% to 25%
Related persons
Schedule D 7.A
- C•••• C•••••• M••••••••• L••bankpooled vehicle sponsorn
- T•• C•••• F•••investment adviserbanknRAUM $1.3B
- T•• C•••• F••• L••real estaten
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 31, 2026performance-based compensation (Item 5.E.6): no on the filing of 2026-01-16, yes on the filing of 2026-03-31peers: independent wealth managers, $500M to $1B (1,482)
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 48.0% to 30.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: independent wealth managers, $500M to $1B (1,482)
- client mix shiftChange between filings · filing Mar 31, 2026private-client share of RAUM moved from 48.0% to 30.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 26 to 27Jan 16, 2026 to Mar 31, 2026
- Advisory employees · 4 to 3Jan 16, 2026 to Mar 31, 2026
- Charity clients · 2 to 1Jan 16, 2026 to Mar 31, 2026
- Corporate clients · 4 to 17Jan 16, 2026 to Mar 31, 2026
- HNW clients · 19 to 8Jan 16, 2026 to Mar 31, 2026
- Pooled vehicle clients · 6 to 8Jan 16, 2026 to Mar 31, 2026
- Employees · 11 to 8Jan 16, 2026 to Mar 31, 2026
- Private funds · 6 to 8Jan 16, 2026 to Mar 31, 2026
- Discretionary RAUM · $567M to $572MJan 16, 2026 to Mar 31, 2026
- HNW RAUM · $274M to $174MJan 16, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $44.9M to $71.3MJan 16, 2026 to Mar 31, 2026
- RAUM · $567M to $572MJan 16, 2026 to Mar 31, 2026
- Financial planning clients · 0 to 0Aug 26, 2025 to Nov 20, 2025
- Employees · 7 to 11Jul 14, 2025 to Aug 26, 2025
- Related adviser · true to falseJul 14, 2025 to Aug 26, 2025
- Accounts · 4 to 26Feb 10, 2025 to Mar 31, 2025
- Charity clients · unset to 2.0Feb 10, 2025 to Mar 31, 2025
- Corporate clients · unset to 4.0Feb 10, 2025 to Mar 31, 2025
- HNW clients · unset to 19.0Feb 10, 2025 to Mar 31, 2025
- Pooled vehicle clients · 5 to 6Feb 10, 2025 to Mar 31, 2025
- Private funds · 5 to 6Feb 10, 2025 to Mar 31, 2025
- Discretionary RAUM · $198M to $567MFeb 10, 2025 to Mar 31, 2025
- HNW RAUM · $54.2M to $274MFeb 10, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $41.7M to $44.9MFeb 10, 2025 to Mar 31, 2025
- RAUM · $198M to $567MFeb 10, 2025 to Mar 31, 2025
- Related bank · true to falseFeb 10, 2025 to Mar 31, 2025
- Accounts · unset to 4.0Sep 12, 2024 to Jan 10, 2025
- Pooled vehicle clients · unset to 5.0Sep 12, 2024 to Jan 10, 2025
- Employees · 4 to 7Sep 12, 2024 to Jan 10, 2025
- Insurance-licensed employees · 2 to 0Sep 12, 2024 to Jan 10, 2025
- State-registered IARs · 2 to 1Sep 12, 2024 to Jan 10, 2025
- Private funds · unset to 5Sep 12, 2024 to Jan 10, 2025
- Discretionary RAUM · unset to 197768666.0Sep 12, 2024 to Jan 10, 2025
- HNW RAUM · unset to 54234258.0Sep 12, 2024 to Jan 10, 2025
- Non-discretionary RAUM · unset to 0.0Sep 12, 2024 to Jan 10, 2025
- Pooled vehicle RAUM · unset to 41712567.0Sep 12, 2024 to Jan 10, 2025
- RAUM · unset to 197768666.0Sep 12, 2024 to Jan 10, 2025
- Related adviser · false to trueSep 11, 2024 to Sep 12, 2024
- Related bank · false to trueSep 11, 2024 to Sep 12, 2024
Signals
2 dated events
- L•••••••• P••••••• • C•• reported RAUM $567.3M, up 187% from $197.8M (2025-02-10 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- L•••••••• P••••••• • C•• filed its initial SEC registration (Form ADV)Aug 2, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•••••••• P••••••• • C•• · Independent Sponsorsshared crd · capital_provider
- L•••••••• P••••••• • C•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 323-886-3635reportedpublished by the firm, firm site, Sep 15, 2026
- f••• profile url
- linkedin.com/company/linepointreportedpublic record, Form ADV, Sep 18, 2026
- f••• website
- linepointpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 323-886-3635reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- linepointpartners.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- linepointpartners.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $572Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026