DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
Q•••••• C•••••• L••
Latest filing Aug 17, 2026
First filing on the tape Sep 19, 2024 · 7 filings
SEC status approved since Oct 22, 2024
RAUM
$176M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
32%
$56.8M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$58.8M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$176M as of Aug 17, 2026
Mar 10, 2025$109M then
HNW client RAUM$54.6M as of Aug 17, 2026
Mar 31, 2026$54.6M then
State-registered IARs (5.B.3)3 as of Aug 17, 2026
Mar 10, 20253 then
Employees (5.A)4 as of Aug 17, 2026
Mar 10, 20254 then
Private funds2 as of Aug 17, 2026
Mar 10, 20252 then
RAUM +61% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $58.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 5derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.8MderivedHNW RAUM over HNW clients
- Average account
- $9.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +61%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $109M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$93.3M62%
- High-net-worth individuals$54.6M36%
- Individuals$2.1M1.4%
- Individual clients
- 7reported
- HNW clients
- 8reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $109M for 3 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.32 fund_share=0.53 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Q•••••• C••• F••• L• | Hedge Fund | $74.7M | 136 | Sep 19, 2024 |
| Q•••••• D••••••••• G••••• A••••• F••• L• | Hedge Fund | $10.9M | 3 | Sep 19, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B•••• B••••••• C••••••• G••••••• · Chief Compliance Officer And Administration Managercontrolsince 07/2024 · owns less than 5%
- C••••••••• J••••• A•••••• · Co-Chief Executive Officer And Chief Investment Officercontrolsince 11/2015 · owns 25% to 50%
- H••••••• J••• C••••• · Managing Member, Co-Chief Executive Officer And Presidentcontrolsince 06/2014 · owns 10% to 25%
- C••••••••• C•••••• · Ownersince 08/2015 · owns 10% to 25%
- C•••••••• C••••••• B••••• · Shareholdersince 05/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 8, 2026RAUM (Item 5.F) moved from $109,320,852 to $176,422,478 (+61.0%) between the annual amendments of 2025-03-10 and 2026-04-08; the peer median change was +15.0% (4550 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 97% percentile
- client mix shiftChange between filings · filing Apr 8, 2026private-client share of RAUM moved from 0.0% to 32.0% between the annual amendments of 2025-03-10 and 2026-04-08peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 3 to 18Mar 10, 2025 to Mar 31, 2026
- HNW clients · unset to 8.0Mar 10, 2025 to Mar 31, 2026
- Individual clients · unset to 7.0Mar 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $109M to $176MMar 10, 2025 to Mar 31, 2026
- HNW RAUM · unset to 54644871.0Mar 10, 2025 to Mar 31, 2026
- Individual RAUM · unset to 2148677.0Mar 10, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $85.9M to $93.3MMar 10, 2025 to Mar 31, 2026
- RAUM · $109M to $176MMar 10, 2025 to Mar 31, 2026
- Assets in custody · $125M to $109MOct 16, 2024 to Mar 10, 2025
- Financial planning clients · unset to Oct 16, 2024 to Mar 10, 2025
- Discretionary RAUM · $125M to $109MOct 16, 2024 to Mar 10, 2025
- Pooled vehicle RAUM · $85.6M to $85.9MOct 16, 2024 to Mar 10, 2025
- RAUM · $125M to $109MOct 16, 2024 to Mar 10, 2025
Signals
1 dated events
- Quantor Capital Llc filed its initial SEC registration (Form ADV)Sep 19, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 281-565-0355reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- quantorcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 281-565-0355reportedpublic record, Form ADV, Aug 17, 2026
- Team page
- quantorcapital.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026