DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Beatrice Advisors LP
Latest filing Jun 15, 2026
First filing on the tape Nov 19, 2024 · 8 filings
SEC status approved since Dec 19, 2024
RAUM
$282M
reported, Item 5.F
Discretionary
19%
of RAUM
Private clients
89%
$250M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$56.5M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$282M as of Jun 15, 2026
Mar 27, 2025$64.6M then
HNW client RAUM$250M as of Jun 15, 2026
Mar 27, 2025$64.6M then
State-registered IARs (5.B.3)5 as of Jun 15, 2026
Mar 27, 20250 then
Employees (5.A)11 as of Jun 15, 2026
Mar 27, 20256 then
Private funds1 as of Jun 15, 2026
Aug 22, 20251 then
RAUM +337% over the last fiscal yearIARs 0 to 5offices 0 to 1
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $56.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 4derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $15.6MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 19%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +337%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +280%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$250M88%
- Charitable organizations$32.1M11%
- Individuals$608,0660.2%
- Individual clients
- 3reported
- HNW clients
- 16reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 225reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Thomas HymesCertified Financial Planner | New York, Ny | Jan 5, 2025 | 12 y | 2 |
| Meredith Bowen Fennebresque | New York, Ny | Jan 17, 2025 | 14 y | 0 |
| Mervin A BurtonChartered Financial Analyst | New York, Ny | Jan 30, 2025 | 11 y | 0 |
| Lauren Rich FineChartered Financial Analyst | Cleveland, Oh | Mar 11, 2025 | 31 y | 1 |
| Gregory Matthew Desroches | New York, Ny | Aug 25, 2025 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Lauren Rich Fine from Gfp Private WealthMar 11, 2025 · RIA to RIA
- Michael Thomas Hymes from Shufro, Rose & Co., LLCJan 5, 2025 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bowen Meredith Fennebresque · Chief Investment Officer And Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- Savilla Nicolas Christina Lewis · Ownercontrolsince 05/2024 · owns 75% or more
- Savilla Nicolas Christina Lewis · Ownercontrolsince 05/2024 · owns 75% or more of Beatrice Advisors Gp, LLC
Entity owners
- Beatrice Advisors Gp, LLC · Ownerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 23, 2026discretionary share of RAUM moved from 49.0% to 19.0% between the annual amendments of 2025-03-27 and 2026-03-23peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 50 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $64,617,919 to $282,319,530 (+337.0%) between the annual amendments of 2025-03-27 and 2026-03-23; the peer median change was +15.0% (4551 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 64 to 225Dec 5, 2025 to Mar 23, 2026
- Advisory employees · 2 to 6Dec 5, 2025 to Mar 23, 2026
- Advisory activities · 4 to 5Dec 5, 2025 to Mar 23, 2026
- Charity clients · 0 to 1Dec 5, 2025 to Mar 23, 2026
- HNW clients · 5 to 16Dec 5, 2025 to Mar 23, 2026
- Individual clients · 0 to 3Dec 5, 2025 to Mar 23, 2026
- Assets in custody · 1950000.0 to unsetDec 5, 2025 to Mar 23, 2026
- Custody of client assets · true to falseDec 5, 2025 to Mar 23, 2026
- Employees · 6 to 11Dec 5, 2025 to Mar 23, 2026
- Financial planning clients · 1-10 to 11-25Dec 5, 2025 to Mar 23, 2026
- State-registered IARs · 0 to 5Dec 5, 2025 to Mar 23, 2026
- Discretionary RAUM · $31.4M to $52.4MDec 5, 2025 to Mar 23, 2026
- HNW RAUM · $64.6M to $250MDec 5, 2025 to Mar 23, 2026
- Individual RAUM · $0 to $608,066Dec 5, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $33.2M to $230MDec 5, 2025 to Mar 23, 2026
- RAUM · $64.6M to $282MDec 5, 2025 to Mar 23, 2026
- Assets in custody · unset to 1950000.0May 16, 2025 to Aug 22, 2025
- Custody of client assets · false to trueMay 16, 2025 to Aug 22, 2025
- Private funds · unset to 1May 16, 2025 to Aug 22, 2025
- Financial planning clients · 1-10 to 1-10Mar 27, 2025 to May 16, 2025
- Other offices · 0 to 1Mar 27, 2025 to May 16, 2025
- Accounts · 54 to 64Dec 23, 2024 to Mar 27, 2025
- Advisory activities · 3 to 4Dec 23, 2024 to Mar 27, 2025
- Charity clients · unset to 0.0Dec 23, 2024 to Mar 27, 2025
- Corporate clients · unset to 0.0Dec 23, 2024 to Mar 27, 2025
- Individual clients · unset to 0.0Dec 23, 2024 to Mar 27, 2025
- Pension plan clients · unset to 0.0Dec 23, 2024 to Mar 27, 2025
- Pooled vehicle clients · unset to 0.0Dec 23, 2024 to Mar 27, 2025
- Discretionary RAUM · $19.2M to $31.4MDec 23, 2024 to Mar 27, 2025
- HNW RAUM · $64.7M to $64.6MDec 23, 2024 to Mar 27, 2025
- Individual RAUM · unset to 0.0Dec 23, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $45.5M to $33.2MDec 23, 2024 to Mar 27, 2025
- Pension RAUM · unset to 0.0Dec 23, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · unset to 0.0Dec 23, 2024 to Mar 27, 2025
- RAUM · $64.7M to $64.6MDec 23, 2024 to Mar 27, 2025
Signals
2 dated events
- Beatrice Advisors Lp reported RAUM $282.3M, up 337% from $64.6M (2025-12-05 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- Beatrice Advisors Lp filed its initial SEC registration (Form ADV)Nov 19, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Beatrice Advisors LP · Independent Sponsorsshared crd · capital_provider
- Beatrice Advisors LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- contact@beatriceadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-688-1261reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/beatrice-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- beatriceadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-688-1261reportedpublic record, Form ADV, Jun 15, 2026
- Contact form
- beatriceadvisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- beatriceadvisors.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026