DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• P•••••••• L••
Latest filing Sep 4, 2026
First filing on the tape Jul 30, 2024 · 8 filings
SEC status approved since Sep 5, 2024
RAUM
$1.2B
reported, Item 5.F
Discretionary
53%
of RAUM
Private clients
77%
$917M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$297M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.2B as of Apr 17, 2026
Mar 31, 2025$1.1B then
HNW client RAUM$839M as of Apr 17, 2026
Mar 31, 2025$769M then
State-registered IARs (5.B.3)5 as of Apr 17, 2026
Mar 31, 20254 then
Employees (5.A)8 as of Apr 17, 2026
Mar 31, 20257 then
Private funds: no history
RAUM +5.2% over the last fiscal yearIARs 4 to 5
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $297MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 103derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $783,979derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 53%derivedof RAUM
- Institutional
- 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.7%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $99.4M, 84 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$839M71%
- Insurance companies$235M20%
- Individuals$78.1M6.6%
- Corporations and businesses$26.1M2.2%
- Pension and profit-sharing plans$9.9M0.8%
- Charitable organizations$225,6250.0%
- Individual clients
- 196reported
- HNW clients
- 216reported
- Pension plan clients
- 9reported
- Charitable clients
- 1reported
- Accounts
- 1,516reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $99.4M for 84 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.77 fund_share=0.0 institutional_share=0.21 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• H• H••••••Certified Financial Planner | San Francisco, Ca | Nov 18, 2024 | 13 y | 1 |
| J•••• W••••• C••••Certified Financial Planner | San Francisco, Ca | Nov 18, 2024 | 15 y | 1 |
| B•••••• M••••••• H•••••• | San Francisco, Ca | Nov 18, 2024 | 12 y | 1 |
| P•••••• J••••• H•••••••• | San Francisco, Ca | Nov 18, 2024 | 33 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••••• J••••• H•••••••• from W•••• F•••• A•••••••Nov 18, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- S•••• H• H•••••• from W•••• F•••• A•••••••Nov 18, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J•••• W••••• C•••• from W•••• F•••• A•••••••Nov 18, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- B•••••• M••••••• H•••••• from W•••• F•••• A•••••••Nov 18, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W•••• F•••• A•••••••Nov 27, 2024 · Incline Village, Nv
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• J••••• W••••• · Member, Managing Partnercontrolsince 07/2024 · owns 50% to 75%
- H••••••• S••••• H• · Membercontrolsince 07/2024 · owns 50% to 75%
- B•••••••• S••••• M• · Chief Compliance Officersince 08/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Apr 17, 2026 to Sep 4, 2026
- Related adviser · false to unsetApr 17, 2026 to Sep 4, 2026
- Related bank · false to unsetApr 17, 2026 to Sep 4, 2026
- Related broker-dealer · false to unsetApr 17, 2026 to Sep 4, 2026
- Related insurance company · false to unsetApr 17, 2026 to Sep 4, 2026
- Succession · false to unsetApr 17, 2026 to Sep 4, 2026
- Corporate clients · 13 to 12Mar 23, 2026 to Apr 17, 2026
- Accounts · 1,345 to 1,516Feb 20, 2026 to Mar 23, 2026
- Advisory employees · 4 to 5Feb 20, 2026 to Mar 23, 2026
- Corporate clients · 10 to 13Feb 20, 2026 to Mar 23, 2026
- HNW clients · 237 to 216Feb 20, 2026 to Mar 23, 2026
- Individual clients · 149 to 196Feb 20, 2026 to Mar 23, 2026
- Pension plan clients · 7 to 9Feb 20, 2026 to Mar 23, 2026
- Assets in custody · unset to 99368026.0Feb 20, 2026 to Mar 23, 2026
- Custody of client assets · false to trueFeb 20, 2026 to Mar 23, 2026
- Employees · 7 to 8Feb 20, 2026 to Mar 23, 2026
- State-registered IARs · 4 to 5Feb 20, 2026 to Mar 23, 2026
- Discretionary RAUM · $599M to $632MFeb 20, 2026 to Mar 23, 2026
- HNW RAUM · $769M to $839MFeb 20, 2026 to Mar 23, 2026
- Individual RAUM · $50.7M to $78.1MFeb 20, 2026 to Mar 23, 2026
- Non-discretionary RAUM · $531M to $556MFeb 20, 2026 to Mar 23, 2026
- Pension RAUM · $13.6M to $9.9MFeb 20, 2026 to Mar 23, 2026
- RAUM · $1.1B to $1.2BFeb 20, 2026 to Mar 23, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Sep 12, 2025
- Accounts · 1,390 to 1,345Dec 20, 2024 to Mar 31, 2025
- Corporate clients · 7 to 10Dec 20, 2024 to Mar 31, 2025
- HNW clients · 262 to 237Dec 20, 2024 to Mar 31, 2025
- Individual clients · 125 to 149Dec 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $621M to $599MDec 20, 2024 to Mar 31, 2025
- HNW RAUM · $805M to $769MDec 20, 2024 to Mar 31, 2025
- Individual RAUM · $40.0M to $50.7MDec 20, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $494M to $531MDec 20, 2024 to Mar 31, 2025
- Pension RAUM · $13.9M to $13.6MDec 20, 2024 to Mar 31, 2025
- RAUM · $1.1B to $1.1BDec 20, 2024 to Mar 31, 2025
- Accounts · 0 to 1,390Jul 30, 2024 to Dec 20, 2024
- Charity clients · unset to 1.0Jul 30, 2024 to Dec 20, 2024
- Corporate clients · unset to 7.0Jul 30, 2024 to Dec 20, 2024
- HNW clients · unset to 262.0Jul 30, 2024 to Dec 20, 2024
- Individual clients · unset to 125.0Jul 30, 2024 to Dec 20, 2024
- Pension plan clients · unset to 7.0Jul 30, 2024 to Dec 20, 2024
Signals
2 dated events
- 2 advisors left W•••• F•••• A••••••• (Incline Village, NV) for M••••• P•••••••• L•• on the same dayNov 27, 2024 · Team lift-out · derived
- M••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jul 30, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@momentpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-523-6868reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/momentpartnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- momentpartners.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-523-6868reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $297Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026