DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••••• W••••• M•••••••••
Legal name O••••• W••••• M••••••••• L••
Latest filing Jun 29, 2026
First filing on the tape Aug 29, 2024 · 7 filings
SEC status approved since Sep 26, 2024
RAUM
$110M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
99%
$108M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$36.5M
derived; firm RAUM over IAPD count
Employees
11
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$110M as of Jun 29, 2026
Jan 24, 2025$435M then
HNW client RAUM$102M as of Jun 29, 2026
Jan 24, 2025$417M then
State-registered IARs (5.B.3)2 as of Jun 29, 2026
Jan 24, 20251 then
Employees (5.A)11 as of Jun 29, 2026
Jan 24, 20259 then
Private funds: no history
RAUM -78% over the last fiscal yearIARs 1 to 2
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- solo small t••• · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $36.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -78%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.5%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$102M93%
- Individuals$6.6M6.0%
- Corporations and businesses$1.5M1.4%
- Individual clients
- 38reported
- HNW clients
- 26reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 66reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• M• V••••• | Lindon, Ut | Jan 14, 2025 | 15 y | 2 |
| C•••••• J•••• A•••••••• | Lindon, Ut | Jan 21, 2026 | 15 y | 0 |
| R•••••• W•••• A••••••• | Lindon, Ut | Aug 20, 2026 | 22 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• W•••• A••••••• from M• P•••••• T•••Aug 20, 2026 · RIA to RIA
- T••••• M• V••••• from D•••• W••••• A•••••••Jan 14, 2025 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• C••••••• J•••• · Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- L••••••• D••••• W•••• · Co-Chief Information Officercontrolsince 08/2024 · owns less than 5%
- V•••••• T•••••• M• · Ceocontrolsince 08/2024 · owns less than 5%
- V•••••• T•••••• M• · Membercontrolsince 08/2024 · owns 75% or more of A•••• 2• L••
Entity owners
- F•••••• S••••• H••••••• L•• · Memberdirect · owns 75% or more
- A•••• 2• L•• · Memberindirect · owns 75% or more of F•••••• S••••• H••••••• L••
Related persons
Schedule D 7.A
- F••••• O••••• T•• S••••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lindon, Ut · principal | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 30, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $495,119,129 to $109,624,448, advisors 1 to 2, private clients 59 to 64, offices 0 to 0 (2025-03-30 to 2026-03-30)peers: independent wealth managers, $100M to $500M (5,676)
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 21.0% to 84.0% between the annual amendments of 2025-03-30 and 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
- client mix shiftChange between filings · filing Mar 30, 2026private-client share of RAUM moved from 82.0% to 99.0% between the annual amendments of 2025-03-30 and 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Mar 30, 2026institutional share of RAUM moved from 18.0% to 1.0% between the annual amendments of 2025-03-30 and 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
- RAUM down 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $495,119,129 to $109,624,448 (-78.0%) between the annual amendments of 2025-03-30 and 2026-03-30; the peer median change was +15.0% (4550 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 0.1% percentile
What changed
consecutive filings, newest first
- Accounts · 69 to 66Mar 30, 2025 to Mar 30, 2026
- Advisory employees · 1 to 3Mar 30, 2025 to Mar 30, 2026
- Corporate clients · 7 to 2Mar 30, 2025 to Mar 30, 2026
- HNW clients · 23 to 26Mar 30, 2025 to Mar 30, 2026
- Individual clients · 36 to 38Mar 30, 2025 to Mar 30, 2026
- Employees · 9 to 11Mar 30, 2025 to Mar 30, 2026
- Financial planning clients · 51-100 to 11-25Mar 30, 2025 to Mar 30, 2026
- State-registered IARs · 1 to 2Mar 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $105M to $91.9MMar 30, 2025 to Mar 30, 2026
- HNW RAUM · $401M to $102MMar 30, 2025 to Mar 30, 2026
- Individual RAUM · $5.9M to $6.6MMar 30, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $391M to $17.8MMar 30, 2025 to Mar 30, 2026
- RAUM · $495M to $110MMar 30, 2025 to Mar 30, 2026
- Charity clients · 0.0 to unsetJan 24, 2025 to Mar 30, 2025
- Pension plan clients · 0.0 to unsetJan 24, 2025 to Mar 30, 2025
- Pooled vehicle clients · 0.0 to unsetJan 24, 2025 to Mar 30, 2025
- Financial planning clients · 51-100 to 51-100Jan 24, 2025 to Mar 30, 2025
- Discretionary RAUM · $101M to $105MJan 24, 2025 to Mar 30, 2025
- HNW RAUM · $417M to $401MJan 24, 2025 to Mar 30, 2025
- Individual RAUM · $5.8M to $5.9MJan 24, 2025 to Mar 30, 2025
- Non-discretionary RAUM · $335M to $391MJan 24, 2025 to Mar 30, 2025
- RAUM · $435M to $495MJan 24, 2025 to Mar 30, 2025
- Accounts · 0 to 69Dec 24, 2024 to Jan 24, 2025
- Corporate clients · 0 to 7Dec 24, 2024 to Jan 24, 2025
- HNW clients · 0 to 23Dec 24, 2024 to Jan 24, 2025
- Individual clients · 0 to 36Dec 24, 2024 to Jan 24, 2025
- Employees · 2 to 9Dec 24, 2024 to Jan 24, 2025
- Financial planning clients · 0 to 51-100Dec 24, 2024 to Jan 24, 2025
- Discretionary RAUM · $0 to $101MDec 24, 2024 to Jan 24, 2025
- HNW RAUM · $0 to $417MDec 24, 2024 to Jan 24, 2025
- Individual RAUM · $0 to $5.8MDec 24, 2024 to Jan 24, 2025
- Non-discretionary RAUM · $0 to $335MDec 24, 2024 to Jan 24, 2025
- RAUM · $0 to $435MDec 24, 2024 to Jan 24, 2025
- Financial planning clients · unset to 0Aug 29, 2024 to Sep 12, 2024
Signals
3 dated events
- O••••• W••••• M••••••••• reported RAUM $109.6M, down 78% from $495.1M (2025-03-30 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Wayne David Lysenko (Co-Chief Information Officer) appeared on Schedule A of O••••• W••••• M•••••••••Sep 12, 2024 · Control person joined · fact
- O••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Aug 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/oxgpreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 385-206-5271reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026