DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M• P•••••• T•••
Legal name P•••••• W••••• S••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Oct 7, 2020 · 15 filings
SEC status approved since Nov 9, 2020
RAUM
$58.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$58.2M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$14.6M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$58.2M as of Mar 27, 2026
Mar 22, 2021$22.5M then
HNW client RAUM$30.4M as of Mar 27, 2026
Mar 22, 2021$5.5M then
State-registered IARs (5.B.3)2 as of Mar 27, 2026
Mar 22, 20213 then
Employees (5.A)5 as of Mar 27, 2026
Mar 22, 20213 then
Private funds7 as of Mar 27, 2026
Mar 28, 20255 then
RAUM +11% over the last fiscal year+27% a year over threeIARs 6 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $14.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 110derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $691,023derivedHNW RAUM over HNW clients
- Average account
- $132,968derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- -67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $27.2M, 71 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$30.4M52%
- Individuals$27.8M48%
- Individual clients
- 394reported
- HNW clients
- 44reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 438reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $27.2M for 71 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••• W•••••• H••••• | Lehi, Ut | Jan 4, 2021 | 19 y | 2 |
| R••• J•••• R•••••••• | Lehi, Ut | Mar 17, 2021 | 20 y | 1 |
| R•••••• A•••• G••••• | Lehi, Ut | Sep 13, 2024 | 17 y | 7 |
| B••• C• E•••••• | Lehi, Ut | Feb 3, 2025 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- R•••••• W•••• A••••••• to O••••• W••••• M•••••••••Jul 1, 2026 · RIA to RIA
Joined, latest
- R•••••• A•••• G••••• from L••••• T•••••• I••••••••• I•••Sep 13, 2024 · RIA to RIA
- R•••••• W•••• A••••••• from W•••• F•••• I••••••••• L••Sep 7, 2023 · Other
- R••• J•••• R•••••••• from S••••• A•••••••Mar 17, 2021 · RIA to RIA
- R••••• F••••••• H••••• from S••••• A•••••••Mar 8, 2021 · RIA to RIA
- T•••• W•••••• H••••• from S••••• A•••••••Jan 4, 2021 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S••••• A•••••••Jan 14, 2020 · Lehi, Ut · t••• lift out
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• T••••• W•••••• · Owner, Ccocontrolsince 08/2020 · owns 75% or more
- R••••••••• R•••• J•••• · Shareholdersince 03/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
- P•••••• W••••• I••••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lehi, Ut · principal | 4 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- advisor count dropChange between filings · filing Mar 27, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 2.0 (-67.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was 0.0% (57 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, under $100M (57) · 1.8% percentile
What changed
consecutive filings, newest first
- Accounts · 435 to 438Mar 28, 2025 to Mar 27, 2026
- Advisory employees · 6 to 2Mar 28, 2025 to Mar 27, 2026
- HNW clients · 34 to 44Mar 28, 2025 to Mar 27, 2026
- Individual clients · 435 to 394Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $25.0M to $27.2MMar 28, 2025 to Mar 27, 2026
- Employees · 6 to 5Mar 28, 2025 to Mar 27, 2026
- Financial planning clients · 26-50 to 51-100Mar 28, 2025 to Mar 27, 2026
- State-registered IARs · 6 to 2Mar 28, 2025 to Mar 27, 2026
- Private funds · 5 to 7Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $52.5M to $58.2MMar 28, 2025 to Mar 27, 2026
- HNW RAUM · $25.7M to $30.4MMar 28, 2025 to Mar 27, 2026
- Individual RAUM · $26.8M to $27.8MMar 28, 2025 to Mar 27, 2026
- RAUM · $52.5M to $58.2MMar 28, 2025 to Mar 27, 2026
- Accounts · 451 to 435Feb 19, 2025 to Mar 28, 2025
- Advisory employees · 3 to 6Feb 19, 2025 to Mar 28, 2025
- HNW clients · 29 to 34Feb 19, 2025 to Mar 28, 2025
- Individual clients · 422 to 435Feb 19, 2025 to Mar 28, 2025
- Assets in custody · unset to 25000000.0Feb 19, 2025 to Mar 28, 2025
- Custody of client assets · false to trueFeb 19, 2025 to Mar 28, 2025
- Financial planning clients · 51-100 to 26-50Feb 19, 2025 to Mar 28, 2025
- State-registered IARs · 3 to 6Feb 19, 2025 to Mar 28, 2025
- Private funds · unset to 5Feb 19, 2025 to Mar 28, 2025
- Discretionary RAUM · $39.7M to $52.5MFeb 19, 2025 to Mar 28, 2025
- HNW RAUM · $17.4M to $25.7MFeb 19, 2025 to Mar 28, 2025
- Individual RAUM · $22.4M to $26.8MFeb 19, 2025 to Mar 28, 2025
- RAUM · $39.7M to $52.5MFeb 19, 2025 to Mar 28, 2025
- Accounts · 890 to 451Feb 20, 2024 to Mar 22, 2024
- Advisory employees · 2 to 3Feb 20, 2024 to Mar 22, 2024
- HNW clients · 20 to 29Feb 20, 2024 to Mar 22, 2024
- Individual clients · 504 to 422Feb 20, 2024 to Mar 22, 2024
- Employees · 5 to 6Feb 20, 2024 to Mar 22, 2024
- State-registered IARs · 2 to 3Feb 20, 2024 to Mar 22, 2024
- Discretionary RAUM · $28.2M to $39.7MFeb 20, 2024 to Mar 22, 2024
- HNW RAUM · $8.7M to $17.4MFeb 20, 2024 to Mar 22, 2024
- Individual RAUM · $19.4M to $22.4MFeb 20, 2024 to Mar 22, 2024
- RAUM · $28.2M to $39.7MFeb 20, 2024 to Mar 22, 2024
- Accounts · 849 to 890Mar 28, 2022 to Mar 10, 2023
- Advisory employees · 3 to 2Mar 28, 2022 to Mar 10, 2023
- HNW clients · 14 to 20Mar 28, 2022 to Mar 10, 2023
- Individual clients · 645 to 504Mar 28, 2022 to Mar 10, 2023
Signals
4 dated events
- R•••••• W•••• A••••••• left M• P•••••• T••• for O••••• W••••• M••••••••• (registered 2026-08-20)Jul 1, 2026 · Advisor changed firm · fact
- R••••• F••••••• H••••• no longer registered at M• P•••••• T•••; no later IA registration on IAPDDec 9, 2022 · Advisor departure · fact
- P•••••• W••••• S•••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Oct 7, 2020 · Succession (Item 4) · fact
- P•••••• W••••• S•••••••• filed its initial SEC registration (Form ADV)Oct 7, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 801-889-1340reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- myprosperteam.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-889-1341reportedpublic record, Form ADV, Mar 27, 2026
- t••• profile url
- myprosperteam.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $14.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026