DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stonehaven Wealth & Tax Solutions
Legal name Stonehaven Wealth & Tax Solutions, LLC
Latest filing Apr 27, 2026
First filing on the tape Aug 23, 2024 · 5 filings
SEC status approved since Oct 8, 2024
RAUM
$168M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$168M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$56.1M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$168M as of Apr 27, 2026
Feb 6, 2025$154M then
HNW client RAUM$80.9M as of Apr 27, 2026
Feb 6, 2025$59.1M then
State-registered IARs (5.B.3)3 as of Apr 27, 2026
Feb 6, 20254 then
Employees (5.A)3 as of Apr 27, 2026
Feb 6, 20254 then
Private funds: no history
RAUM +9.4% over the last fiscal yearIARs 4 to 3
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $56.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 103derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $202,187derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $168MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$87.3M52%
- High-net-worth individuals$80.9M48%
- Individual clients
- 267reported
- HNW clients
- 43reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 832reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian M. MuchPersonal Financial Specialist | Appleton, Wi | Oct 21, 2024 | 23 y | 2 |
| Scott Hackl | Appleton, Wi | Oct 21, 2024 | 14 y | 1 |
| Tina Faye Moore | Appleton, Wi | Oct 21, 2024 | 27 y | 6 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- Robert Lyle Schoelzel to Financial Advisory Group, Inc.Sep 22, 2025 · RIA to a state-registered adviser
Joined, latest
- Tina Faye Moore from Cambridge Investment Research Advisors, Inc.Oct 21, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Robert Lyle Schoelzel from Cambridge Investment Research Advisors, Inc.Oct 21, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Brian M. Much from Cambridge Investment Research Advisors, Inc.Oct 21, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Scott Hackl from Cambridge Investment Research Advisors, Inc.Oct 21, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Cambridge Investment Research Advisors, Inc.Oct 31, 2024 · Appleton, Wi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M. Brian Much · Chief Executive Officer And Chief Compliance Officercontrolsince 08/2024 · owns 75% or more
Related persons
Schedule D 7.A
- Stonehaven Financial Services, LLCinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Appleton, Wi · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 856 to 832Feb 6, 2025 to Mar 2, 2026
- Advisory employees · 4 to 3Feb 6, 2025 to Mar 2, 2026
- HNW clients · 33 to 43Feb 6, 2025 to Mar 2, 2026
- Individual clients · 291 to 267Feb 6, 2025 to Mar 2, 2026
- Employees · 4 to 3Feb 6, 2025 to Mar 2, 2026
- State-registered IARs · 4 to 3Feb 6, 2025 to Mar 2, 2026
- Discretionary RAUM · $154M to $168MFeb 6, 2025 to Mar 2, 2026
- HNW RAUM · $59.1M to $80.9MFeb 6, 2025 to Mar 2, 2026
- Individual RAUM · $94.6M to $87.3MFeb 6, 2025 to Mar 2, 2026
- RAUM · $154M to $168MFeb 6, 2025 to Mar 2, 2026
- Accounts · 0 to 856Oct 21, 2024 to Feb 6, 2025
- HNW clients · unset to 33.0Oct 21, 2024 to Feb 6, 2025
- Individual clients · unset to 291.0Oct 21, 2024 to Feb 6, 2025
- Financial planning clients · 0 to 101-250Oct 21, 2024 to Feb 6, 2025
- Discretionary RAUM · $0 to $154MOct 21, 2024 to Feb 6, 2025
- HNW RAUM · unset to 59088054.0Oct 21, 2024 to Feb 6, 2025
- Individual RAUM · unset to 94643963.0Oct 21, 2024 to Feb 6, 2025
- RAUM · $0 to $154MOct 21, 2024 to Feb 6, 2025
Signals
3 dated events
- Robert Lyle Schoelzel left Stonehaven Wealth & Tax Solutions for Financial Advisory Group, Inc. (registered 2025-09-05)Sep 22, 2025 · Advisor changed firm · fact
- 4 advisors left Cambridge Investment Research Advisors, Inc. (Appleton, WI) for Stonehaven Wealth & Tax Solutions a day apartOct 31, 2024 · Team lift-out · derived
- Stonehaven Wealth & Tax Solutions filed its initial SEC registration (Form ADV)Aug 23, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- jessica@stonehavenwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 855-232-1427reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 920-882-0427reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- stonehavenwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 920-882-0427reportedpublic record, Form ADV, Apr 27, 2026
- Contact form
- stonehavenwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- stonehavenwealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026