DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• W••••• A••••••• L••
Latest filing Mar 9, 2026
First filing on the tape Aug 8, 2024 · 5 filings
SEC status approved since Sep 6, 2024
RAUM
$153M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
100%
$153M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$153M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$153M as of Mar 9, 2026
Jan 2, 2025$128M then
HNW client RAUM$138M as of Mar 9, 2026
Jan 2, 2025$111M then
State-registered IARs (5.B.3)1 as of Mar 9, 2026
Jan 2, 20251 then
Employees (5.A)2 as of Mar 9, 2026
Jan 2, 20252 then
Private funds: no history
RAUM +20% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $153MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $479,235derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $49.2M, 28 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$138M90%
- Individuals$15.2M10.0%
- Individual clients
- 48reported
- HNW clients
- 35reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 319reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $49.2M for 28 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• J•••• V••••••Certified Financial Planner | Norwell, Ma | Sep 13, 2024 | 24 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••••• J•••• V•••••• from F••••••• I••••••••• M••••••••• L••Sep 13, 2024 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V••••••• J••••••• J•••• · Owner And Chief Compliance Officercontrolsince 07/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 268 to 319Feb 28, 2025 to Mar 9, 2026
- HNW clients · 27 to 35Feb 28, 2025 to Mar 9, 2026
- Individual clients · 50 to 48Feb 28, 2025 to Mar 9, 2026
- Assets in custody · $12.2M to $49.2MFeb 28, 2025 to Mar 9, 2026
- HQ city · HINGHAM to NORWELLFeb 28, 2025 to Mar 9, 2026
- Discretionary RAUM · $116M to $136MFeb 28, 2025 to Mar 9, 2026
- HNW RAUM · $110M to $138MFeb 28, 2025 to Mar 9, 2026
- Individual RAUM · $17.2M to $15.2MFeb 28, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $11.7M to $16.5MFeb 28, 2025 to Mar 9, 2026
- RAUM · $127M to $153MFeb 28, 2025 to Mar 9, 2026
- Accounts · 272 to 268Jan 2, 2025 to Feb 28, 2025
- Business name · V•••••• W••••• A•••••••• L•• to V•••••• W••••• A••••••• L••Jan 2, 2025 to Feb 28, 2025
- HNW clients · 29 to 27Jan 2, 2025 to Feb 28, 2025
- Assets in custody · unset to 12153206.0Jan 2, 2025 to Feb 28, 2025
- Custody of client assets · false to trueJan 2, 2025 to Feb 28, 2025
- Financial planning clients · 0 to 0Jan 2, 2025 to Feb 28, 2025
- HQ city · to HINGHAMJan 2, 2025 to Feb 28, 2025
- HQ state · to MAJan 2, 2025 to Feb 28, 2025
- Legal name · V•••••• W••••• A•••••••• L•• to V•••••• W••••• A••••••• L••Jan 2, 2025 to Feb 28, 2025
- Discretionary RAUM · $116M to $116MJan 2, 2025 to Feb 28, 2025
- HNW RAUM · $111M to $110MJan 2, 2025 to Feb 28, 2025
- Individual RAUM · $17.1M to $17.2MJan 2, 2025 to Feb 28, 2025
- Non-discretionary RAUM · $11.5M to $11.7MJan 2, 2025 to Feb 28, 2025
- RAUM · $128M to $127MJan 2, 2025 to Feb 28, 2025
- Accounts · 0 to 272Nov 5, 2024 to Jan 2, 2025
- HNW clients · unset to 29.0Nov 5, 2024 to Jan 2, 2025
- Individual clients · unset to 50.0Nov 5, 2024 to Jan 2, 2025
- Insurance-licensed employees · 1 to 0Nov 5, 2024 to Jan 2, 2025
- HQ city · unset to Nov 5, 2024 to Jan 2, 2025
- HQ state · unset to Nov 5, 2024 to Jan 2, 2025
- Discretionary RAUM · $0 to $116MNov 5, 2024 to Jan 2, 2025
- HNW RAUM · unset to 110776228.0Nov 5, 2024 to Jan 2, 2025
- Individual RAUM · unset to 17125600.0Nov 5, 2024 to Jan 2, 2025
- Non-discretionary RAUM · $0 to $11.5MNov 5, 2024 to Jan 2, 2025
- RAUM · $0 to $128MNov 5, 2024 to Jan 2, 2025
Signals
1 dated events
- V•••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Aug 8, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- admin@vincentwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- andrew@vincentwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 781-556-8623reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- vincentwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (781) 556-8623reportedpublic record, Form ADV, Mar 9, 2026
- Contact form
- vincentwealth.com/contact.htmlreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $153Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026