DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Commonwealth Continuum Advisors
Legal name Commonwealth Continuum Advisors, LLC
Latest filing Aug 27, 2025
First filing on the tape Sep 24, 2024 · 4 filings
SEC status approved since Oct 24, 2024
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$0 as of Aug 27, 2025
Mar 28, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Aug 27, 2025
Mar 28, 20251 then
Employees (5.A)1 as of Aug 27, 2025
Mar 28, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 27, 2025; every figure names its basis
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days1 left over 36 months
Left, latest
- Alexander William Hansen to Merit Financial AdvisorsNov 7, 2025 · Other
Joined, latest
- Alexander William Hansen from Commonwealth Financial NetworkApr 8, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Wayne Bloom · Chief Executive Officercontrolsince 03/2024 · owns less than 5%
- C. Jonathan Cleasby · Chief Financial Officercontrolsince 03/2024 · owns less than 5%
- Samuel Joseph Deitch · Chairmancontrolsince 03/2024 · owns less than 5%
- Fletcher Matthew Deitch · Vice Chairmancontrolsince 03/2024 · owns less than 5%
- William Alexander Hansen · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- Lynn Peggy Ho · General Counsel And Chief Risk Officercontrolsince 03/2024 · owns less than 5%
- Anthony Trapnell Christopher Kloman · President And Chief Operating Officercontrolsince 03/2024 · owns less than 5%
- Bradford William Mcmillan · Chief Investment Officercontrolsince 03/2024 · owns less than 5%
- Samuel Joseph Deitch · Trusteecontrolsince 03/2024 · owns 75% or more of Joseph S. Deitch 2000 Revocable Trust
Entity owners
- 1979 Holding Company, LLC · Shareholderdirect · owns 75% or more
- Cfn Holding Company, LLC · Shareholderindirect · owns 75% or more of Cfn Ventures, LLC
- Cfn Ventures, LLC · Shareholderindirect · owns 75% or more of 1979 Holding Company, LLC
- Gratitude Holdings, Inc. · Shareholderindirect · owns 75% or more of Cfn Holding Company, LLC
- Joseph S. Deitch 2000 Revocable Trust · Shareholderindirect · owns 25% to 50% of Gratitude Holdings, Inc.
Related persons
Schedule D 7.A
- Commonwealth Financial Networkbroker-dealerinvestment adviserreal estatenRAUM $213B
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Waltham, Ma · principal | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 2 to 1Sep 24, 2024 to Mar 28, 2025
- BD registered reps · 2 to 1Sep 24, 2024 to Mar 28, 2025
- Business name · COMMOMWEALTH CONTINUUM ADVISORS to COMMONWEALTH CONTINUUM ADVISORSSep 24, 2024 to Mar 28, 2025
- Employees · 2 to 1Sep 24, 2024 to Mar 28, 2025
- State-registered IARs · 2 to 1Sep 24, 2024 to Mar 28, 2025
- Legal name · COMMOMWEALTH CONTINUUM ADVISORS, LLC to COMMONWEALTH CONTINUUM ADVISORS, LLCSep 24, 2024 to Sep 24, 2024
Signals
3 dated events
- Commonwealth Continuum Advisors no longer on the SEC adviser roster (last listed 2025-09-02)Dec 20, 2025 · Left the SEC roster · derived
- Alexander William Hansen left Commonwealth Continuum Advisors for Merit Financial Advisors (registered 2025-11-26)Nov 7, 2025 · Advisor changed firm · fact
- Commomwealth Continuum Advisors filed its initial SEC registration (Form ADV)Sep 24, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026