DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• M••••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Aug 23, 2024 · 5 filings
SEC status approved since Sep 20, 2024
RAUM
$706M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$634M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$706M as of Mar 25, 2026
Jan 21, 2025$578M then
HNW client RAUM$634M as of Mar 25, 2026
Jan 21, 2025$564M then
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Jan 21, 20250 then
Employees (5.A)7 as of Mar 25, 2026
Jan 21, 20257 then
Private funds2 as of Mar 25, 2026
Jan 21, 20252 then
RAUM +22% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.6MderivedHNW RAUM over HNW clients
- Average account
- $6.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $265M, 93 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$634M90%
- Pooled investment vehicles$72.4M10%
- Individual clients
- n/areported
- HNW clients
- 96reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 117reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $265M for 93 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.9 fund_share=0.1 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••• J•••••• C••••••• · Managing Member And Chief Compliance Officercontrolsince 08/2024 · owns 50% to 75%
- M••••••• G••••••••• F•••••• · Co-Founder And Managing Membercontrolsince 08/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 100 to 117Jul 25, 2025 to Mar 25, 2026
- HNW clients · 18 to 96Jul 25, 2025 to Mar 25, 2026
- Assets in custody · $205M to $265MJul 25, 2025 to Mar 25, 2026
- Financial planning clients · 11-25 to 51-100Jul 25, 2025 to Mar 25, 2026
- Discretionary RAUM · $578M to $706MJul 25, 2025 to Mar 25, 2026
- HNW RAUM · $564M to $634MJul 25, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $14.0M to $72.4MJul 25, 2025 to Mar 25, 2026
- RAUM · $578M to $706MJul 25, 2025 to Mar 25, 2026
- Financial planning clients · 11-25 to 11-25May 13, 2025 to Jul 25, 2025
- Accounts · 0 to 100Aug 23, 2024 to Jan 21, 2025
- Advisory employees · 2 to 4Aug 23, 2024 to Jan 21, 2025
- Advisory activities · 3 to 4Aug 23, 2024 to Jan 21, 2025
- HNW clients · unset to 18.0Aug 23, 2024 to Jan 21, 2025
- Pooled vehicle clients · unset to 2.0Aug 23, 2024 to Jan 21, 2025
- Assets in custody · $0 to $205MAug 23, 2024 to Jan 21, 2025
- Employees · 2 to 7Aug 23, 2024 to Jan 21, 2025
- Financial planning clients · unset to 11-25Aug 23, 2024 to Jan 21, 2025
- HQ city · MARSHFIELD to VERO BEACHAug 23, 2024 to Jan 21, 2025
- HQ state · MA to FLAug 23, 2024 to Jan 21, 2025
- Other offices · 0 to 1Aug 23, 2024 to Jan 21, 2025
- Private funds · unset to 2Aug 23, 2024 to Jan 21, 2025
- Discretionary RAUM · $0 to $578MAug 23, 2024 to Jan 21, 2025
- HNW RAUM · unset to 564000000.0Aug 23, 2024 to Jan 21, 2025
- Pooled vehicle RAUM · unset to 14030000.0Aug 23, 2024 to Jan 21, 2025
- RAUM · $0 to $578MAug 23, 2024 to Jan 21, 2025
Signals
1 dated events
- M••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 23, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 908-285-6686reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026