DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I•••••••• R••• W••••• P••••••• L••

Independent wealth managerHouston, TexasCRD 333154SEC 801-134969websiteIAPD
Latest filing Jul 20, 2026
First filing on the tape Jan 30, 2026 · 3 filings
SEC status approved since Jan 12, 2026
RAUM
$126M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$126M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$42.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$126M as of Jul 20, 2026
Jan 30, 2026$126M then
HNW client RAUM$115M as of Jul 20, 2026
Jan 30, 2026$115M then
State-registered IARs (5.B.3)3 as of Jul 20, 2026
Jan 30, 20263 then
Employees (5.A)3 as of Jul 20, 2026
Jan 30, 20263 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$42.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
22derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$428,444derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$42.7M, 41 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$115M91%
  • Individuals$11.3M9.0%
Individual clients
24reported
HNW clients
42reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
294reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$42.7M for 41 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••••• A•••••••• R••••Certified Financial PlannerHouston, TxOct 10, 202412 y2
K•••• K••••••Houston, TxAug 22, 202511 y0
J••••••• D•••• M••••••••Certified Financial PlannerHouston, Tx Dec 1, 202516 y2
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • R••••• J•••••• A•••••••• · President, Managing Member, Chief Compliance Officercontrol
      since 08/2024 · owns less than 5%
    Entity owners
    • G•••••••• T•• T••••• V••••••• · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Houston, Tx · principal310
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    i•••@i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    832-280-9870reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/integrity-road-wealth-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
    Website
    i•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    832-585-8699reportedpublic record, Form ADV, Jul 20, 2026
    Team page
    i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $42.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026