DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I•••••••••

Independent wealth managerCRD 333290SEC 801-131507websiteIAPD
Legal name I••••••••• W••••• M••••••••• I•••
Latest filing May 1, 2026
First filing on the tape Oct 24, 2024 · 7 filings
SEC status approved since Nov 22, 2024
RAUM
$490,100
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$490,100 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$490,100
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$490,100 as of May 1, 2026
Apr 2, 2025$19,200 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 1, 2026
Apr 2, 20250 then
Employees (5.A)4 as of May 1, 2026
Apr 2, 20256 then
Private funds: no history
RAUM +2453% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$490,100derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$6,126derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+1787%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$490,100100%
Individual clients
80reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
80reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
A••••• K••• Q• L•Chartered Financial AnalystDayton, OhApr 22, 202517 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • L•• A•••••• K••• · Chief Investment Officer And Chief Compliance Officercontrol
      since 09/2024 · owns less than 5%
    • S•••••••• N••••••• · President And Chief Executive Officercontrol
      since 09/2024 · owns 75% or more
    • S••••••••• J••••• · Chief Operating Officercontrol
      since 09/2024 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 81 to 80
      Feb 12, 2026 to May 1, 2026
    • Individual clients · 81 to 80
      Feb 12, 2026 to May 1, 2026
    • Discretionary RAUM · $362,300 to $490,100
      Feb 12, 2026 to May 1, 2026
    • Individual RAUM · $362,300 to $490,100
      Feb 12, 2026 to May 1, 2026
    • RAUM · $362,300 to $490,100
      Feb 12, 2026 to May 1, 2026
    • Accounts · 90 to 81
      Nov 3, 2025 to Feb 12, 2026
    • Individual clients · 90 to 81
      Nov 3, 2025 to Feb 12, 2026
    • Employees · 6 to 4
      Nov 3, 2025 to Feb 12, 2026
    • HQ city · OAKWOOD to
      Nov 3, 2025 to Feb 12, 2026
    • HQ state · OH to
      Nov 3, 2025 to Feb 12, 2026
    • Discretionary RAUM · $315,500 to $362,300
      Nov 3, 2025 to Feb 12, 2026
    • Individual RAUM · $315,500 to $362,300
      Nov 3, 2025 to Feb 12, 2026
    • RAUM · $315,500 to $362,300
      Nov 3, 2025 to Feb 12, 2026
    • Accounts · 109 to 90
      Jul 22, 2025 to Nov 3, 2025
    • Individual clients · 109 to 90
      Jul 22, 2025 to Nov 3, 2025
    • HQ city · DAYTON to OAKWOOD
      Jul 22, 2025 to Nov 3, 2025
    • Discretionary RAUM · $91,500 to $315,500
      Jul 22, 2025 to Nov 3, 2025
    • Individual RAUM · $91,500 to $315,500
      Jul 22, 2025 to Nov 3, 2025
    • RAUM · $91,500 to $315,500
      Jul 22, 2025 to Nov 3, 2025
    • Accounts · 138 to 109
      Apr 2, 2025 to Jul 22, 2025
    • Individual clients · 138 to 109
      Apr 2, 2025 to Jul 22, 2025
    • Financial planning clients · unset to
      Apr 2, 2025 to Jul 22, 2025
    • Discretionary RAUM · $19,200 to $91,500
      Apr 2, 2025 to Jul 22, 2025
    • Individual RAUM · $19,200 to $91,500
      Apr 2, 2025 to Jul 22, 2025
    • RAUM · $19,200 to $91,500
      Apr 2, 2025 to Jul 22, 2025
    • Accounts · 0 to 138
      Oct 30, 2024 to Apr 2, 2025
    • Individual clients · unset to 138.0
      Oct 30, 2024 to Apr 2, 2025
    • Employees · 5 to 6
      Oct 30, 2024 to Apr 2, 2025
    • Discretionary RAUM · $0 to $19,200
      Oct 30, 2024 to Apr 2, 2025
    • Individual RAUM · unset to 19200.0
      Oct 30, 2024 to Apr 2, 2025
    • RAUM · $0 to $19,200
      Oct 30, 2024 to Apr 2, 2025
    • Organization form · Limited Liability Company to Corporation
      Oct 24, 2024 to Oct 30, 2024
    Signals
    1 dated events
    • Investable filed its initial SEC registration (Form ADV)
      Oct 24, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    s••••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/myinvestablereportedpublic record, Form ADV, Sep 19, 2026
    Website
    m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
    Principal office phone
    937-369-9275reportedpublic record, Form ADV, May 1, 2026
    Team page
    m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $490,100derivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026