DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F•••••• W••••• A•••••••
Legal name F• W•••••• I•••
Latest filing Feb 25, 2026
First filing on the tape Dec 3, 2024 · 6 filings
SEC status approved since Jan 6, 2025
RAUM
$146M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$141M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$73.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$146M as of Feb 25, 2026
Jan 23, 2025$0 then
HNW client RAUM$105M as of Feb 25, 2026
Apr 17, 2025$78.5M then
State-registered IARs (5.B.3)2 as of Feb 25, 2026
Jan 23, 20252 then
Employees (5.A)2 as of Feb 25, 2026
Jan 23, 20252 then
Private funds: no history
RAUM +23% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $73.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $371,501derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$105M72%
- Individuals$36.0M25%
- Charitable organizations$5.0M3.4%
- Corporations and businesses$500,0000.3%
- Individual clients
- 103reported
- HNW clients
- 55reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 393reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• J••• N•••••• | Bellevue, Wa | Feb 28, 2025 | 22 y | 4 |
| M•••••• R• B•••• | Bellevue, Wa | Mar 14, 2025 | 30 y | 7 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• R• B•••• from F•••••••• A•••••••• I••••••••• M•••••••••Mar 14, 2025 · RIA to a newly registered adviser
- C••••••••• J••• N•••••• from F•••••••• A•••••••• I••••••••• M•••••••••Feb 28, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from F•••••••• A•••••••• I••••••••• M•••••••••Apr 2, 2025 · Olympia, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N••••••• C••••••••• J••• · Managing Member, Chief Compliance Officer, Presidentcontrolsince 06/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellevue, Wa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 156 to 393Apr 17, 2025 to Jan 13, 2026
- HNW clients · 43 to 55Apr 17, 2025 to Jan 13, 2026
- Individual clients · 111 to 103Apr 17, 2025 to Jan 13, 2026
- Discretionary RAUM · $119M to $146MApr 17, 2025 to Jan 13, 2026
- HNW RAUM · $78.5M to $105MApr 17, 2025 to Jan 13, 2026
- Individual RAUM · $35.9M to $36.0MApr 17, 2025 to Jan 13, 2026
- RAUM · $119M to $146MApr 17, 2025 to Jan 13, 2026
- Accounts · 0 to 156Jan 23, 2025 to Apr 17, 2025
- Charity clients · unset to 1.0Jan 23, 2025 to Apr 17, 2025
- Corporate clients · unset to 1.0Jan 23, 2025 to Apr 17, 2025
- HNW clients · unset to 43.0Jan 23, 2025 to Apr 17, 2025
- Individual clients · unset to 111.0Jan 23, 2025 to Apr 17, 2025
- Pension plan clients · unset to 0.0Jan 23, 2025 to Apr 17, 2025
- Pooled vehicle clients · unset to 0.0Jan 23, 2025 to Apr 17, 2025
- Financial planning clients · 0 to 0Jan 23, 2025 to Apr 17, 2025
- Discretionary RAUM · $0 to $119MJan 23, 2025 to Apr 17, 2025
- HNW RAUM · unset to 78500000.0Jan 23, 2025 to Apr 17, 2025
- Individual RAUM · unset to 35900000.0Jan 23, 2025 to Apr 17, 2025
- Pension RAUM · unset to 0.0Jan 23, 2025 to Apr 17, 2025
- Pooled vehicle RAUM · unset to 0.0Jan 23, 2025 to Apr 17, 2025
- RAUM · $0 to $119MJan 23, 2025 to Apr 17, 2025
- Advisory activities · 2 to 3Dec 3, 2024 to Jan 23, 2025
- Business name · F• W•••••• I••• to F•••••• W••••• A•••••••Dec 3, 2024 to Dec 3, 2024
Signals
2 dated events
- 2 advisors left F•••••••• A•••••••• I••••••••• M••••••••• (Olympia, WA) for F•••••• W••••• A••••••• on the same dayApr 2, 2025 · Team lift-out · derived
- F• W•••••• I••• filed its initial SEC registration (Form ADV)Dec 3, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 425-943-6875reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- f•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 425-943-6875reportedpublic record, Form ADV, Feb 25, 2026
- Contact form
- f•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026