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SEC-registered adviser

G•• I•••••••••

Independent wealth managerScottsdale, ArizonaCRD 333381SEC 801-131396website IAPD

Legal name G••••• P•••••••• S••••••••• I•••

Latest filing Mar 26, 2026

First filing on the tape Oct 1, 2024 · 7 filings

SEC status approved since Nov 5, 2024

RAUM

$128M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$128M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$63.8M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

7 filings and snapshots on the tape

RAUM$128M as of Mar 26, 2026

Mar 5, 2025$124M then

HNW client RAUM$106M as of Mar 26, 2026

Mar 5, 2025$84.8M then

State-registered IARs (5.B.3)2 as of Mar 26, 2026

Mar 5, 20252 then

Employees (5.A)3 as of Mar 26, 2026

Mar 5, 20253 then

Private funds: no history

RAUM +3.0% over the last fiscal yearIARs 2 to 2offices 0 to 2

Practice profile

derived from the filing of Mar 26, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $63.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 43derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.2MderivedHNW RAUM over HNW clients
Average account: $362,773derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 0.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year: +3.0%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +21%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$106M83%
Individuals$21.3M17%

Individual clients: 52reported
HNW clients: 33reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 352reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
W•••••• J••••• J••••Certified Financial Planner	Scottsdale, Az	Nov 22, 2024	37 y	2
T••••• R••••• C••••	Scottsdale, Az	Dec 2, 2024	10 y	2

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

T••••• R••••• C•••• from M••••• A•••••••• L••
Dec 2, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
W•••••• J••••• J•••• from M••••• A•••••••• L••
Nov 22, 2024 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from M••••• A•••••••• L••
Dec 19, 2024 · Omaha, Ne

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C••••• T•••••• R••••• · Chief Compliance Officercontrol
since 09/2024 · owns less than 5%
J••••• W••••••• J••••• · Founder And Chief Executive Officercontrol
since 09/2024 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Scottsdale, Az · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 192 to 352
Nov 25, 2025 to Mar 26, 2026
HNW clients · 23 to 33
Nov 25, 2025 to Mar 26, 2026
Individual clients · 47 to 52
Nov 25, 2025 to Mar 26, 2026
Discretionary RAUM · $124M to $128M
Nov 25, 2025 to Mar 26, 2026
HNW RAUM · $84.8M to $106M
Nov 25, 2025 to Mar 26, 2026
Individual RAUM · $31.6M to $21.3M
Nov 25, 2025 to Mar 26, 2026
Pension RAUM · 2564383.0 to unset
Nov 25, 2025 to Mar 26, 2026
RAUM · $124M to $128M
Nov 25, 2025 to Mar 26, 2026
Financial planning clients · 0 to 0
Mar 5, 2025 to Nov 25, 2025
Other offices · 0 to 2
Mar 5, 2025 to Nov 25, 2025
Accounts · 0 to 192
Nov 21, 2024 to Mar 5, 2025
Advisory activities · 3 to 4
Nov 21, 2024 to Mar 5, 2025
HNW clients · unset to 23.0
Nov 21, 2024 to Mar 5, 2025
Individual clients · unset to 47.0
Nov 21, 2024 to Mar 5, 2025
Insurance-licensed employees · 2 to 0
Nov 21, 2024 to Mar 5, 2025
Discretionary RAUM · $0 to $124M
Nov 21, 2024 to Mar 5, 2025
HNW RAUM · unset to 84844460.0
Nov 21, 2024 to Mar 5, 2025
Individual RAUM · unset to 31595278.0
Nov 21, 2024 to Mar 5, 2025
Pension RAUM · unset to 2564383.0
Nov 21, 2024 to Mar 5, 2025
RAUM · $0 to $124M
Nov 21, 2024 to Mar 5, 2025
Business name · G••••• P•••••••• S••••••••• I••• to G•• I•••••••••
Oct 1, 2024 to Nov 4, 2024

Signals

2 dated events

2 advisors left M••••• A•••••••• L•• (Omaha, NE) for G•• I••••••••• on the same day
Dec 19, 2024 · Team lift-out · derived
G••••• P•••••••• S••••••••• I••• filed its initial SEC registration (Form ADV)
Oct 1, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 602-558-1211reportedpublished by the firm, firm site, Sep 17, 2026
Website: gpsinvest.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 602-558-1211reportedpublic record, Form ADV, Mar 26, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $63.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026