DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I•••• R••••••••• S••••••••

Independent wealth managerPort Charlotte, FloridaCRD 333393SEC 801-134255websiteIAPD
Legal name I•••• R••••••••• S••••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Nov 17, 2025 · 6 filings
SEC status approved since Sep 4, 2025
RAUM
$124M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$124M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$41.2M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$124M as of Apr 30, 2026
Nov 17, 2025$101M then
HNW client RAUM$72.2M as of Apr 30, 2026
Nov 17, 2025$48.6M then
State-registered IARs (5.B.3)4 as of Apr 30, 2026
Nov 17, 20254 then
Employees (5.A)8 as of Apr 30, 2026
Nov 17, 20258 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$41.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
104derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$744,311derivedHNW RAUM over HNW clients
Average account
$207,945derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.7derivedItem 5.A over advisors
Advisors per office
1.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$72.2M58%
  • Individuals$51.3M42%
Individual clients
214reported
HNW clients
97reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
594reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••••• J••••• T••••Port Charlotte, FlApr 23, 202512 y3
C•••• J• C••Port Charlotte, FlApr 23, 202515 y3
S•••• J••• L•••Port Charlotte, FlApr 25, 202515 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • C••• C••••• J• · Managing Member And Chief Compliance Officercontrol
      since 06/2019 · owns 50% to 75%
    • T••••• J••••••• J••••• · Managing Memberscontrol
      since 06/2019 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Port Charlotte, Fl · principal300
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 520 to 594
      Dec 11, 2025 to Jan 14, 2026
    • HNW clients · 32 to 97
      Dec 11, 2025 to Jan 14, 2026
    • Individual clients · 172 to 214
      Dec 11, 2025 to Jan 14, 2026
    • Discretionary RAUM · $101M to $124M
      Dec 11, 2025 to Jan 14, 2026
    • HNW RAUM · $48.6M to $72.2M
      Dec 11, 2025 to Jan 14, 2026
    • Individual RAUM · $52.8M to $51.3M
      Dec 11, 2025 to Jan 14, 2026
    • RAUM · $101M to $124M
      Dec 11, 2025 to Jan 14, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@idealretirementsolutions.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    941-876-8985reportedpublished by the firm, firm site, Sep 17, 2026
    Website
    idealretirementsolutions.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    (941) 876-8985reportedpublic record, Form ADV, Apr 30, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $41.2Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026