DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• W••••• M•••••••••
Legal name S•• F••••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Oct 14, 2024 · 7 filings
SEC status approved since Nov 13, 2024
RAUM
$217M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$217M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$72.5M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$217M as of Mar 30, 2026
Mar 18, 2025$176M then
HNW client RAUM$124M as of Mar 30, 2026
Mar 18, 2025$77.0M then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Mar 18, 20253 then
Employees (5.A)5 as of Mar 30, 2026
Mar 18, 20255 then
Private funds: no history
RAUM +24% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $72.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 126derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $240,823derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $59.2M, 126 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$124M57%
- Individuals$93.7M43%
- Pension and profit-sharing plans$164,9320.1%
- Individual clients
- 322reported
- HNW clients
- 57reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 903reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $59.2M for 126 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• C••••••••• | Midvale, Ut | Nov 20, 2024 | 18 y | 6 |
| S•••• P••••• C••••••••• | Midvale, Ut | Nov 20, 2024 | 28 y | 5 |
| C••• D• A••••••• | Midvale, Ut | Nov 20, 2024 | 27 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••••• C••••••••• from O•••••••••Nov 20, 2024 · Other
- S•••• P••••• C••••••••• from O•••••••••Nov 20, 2024 · Other
- C••• D• A••••••• from O•••••••••Nov 20, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• C•••••• H•••••••• · Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
- C••••••••• S••••• P••••• · Managing Member, Presidentcontrolsince 01/2003 · owns 75% or more
Related persons
Schedule D 7.A
- C••••• H•••••••• C•••••••••insurancey
- P••••• C•••••••••investment adviserreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Midvale, Ut · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 844 to 903Sep 9, 2025 to Mar 30, 2026
- Charity clients · 3 to 0Sep 9, 2025 to Mar 30, 2026
- Corporate clients · 5 to 0Sep 9, 2025 to Mar 30, 2026
- HNW clients · 41 to 57Sep 9, 2025 to Mar 30, 2026
- Individual clients · 383 to 322Sep 9, 2025 to Mar 30, 2026
- Pension plan clients · 8 to 1Sep 9, 2025 to Mar 30, 2026
- Assets in custody · $3.4M to $59.2MSep 9, 2025 to Mar 30, 2026
- Discretionary RAUM · $176M to $207MSep 9, 2025 to Mar 30, 2026
- HNW RAUM · $77.0M to $124MSep 9, 2025 to Mar 30, 2026
- Individual RAUM · $87.4M to $93.7MSep 9, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $10.7MSep 9, 2025 to Mar 30, 2026
- Pension RAUM · $3.8M to $164,932Sep 9, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · unset to 0.0Sep 9, 2025 to Mar 30, 2026
- RAUM · $176M to $217MSep 9, 2025 to Mar 30, 2026
- Accounts · 0 to 844Dec 17, 2024 to Mar 18, 2025
- Advisory activities · 4 to 6Dec 17, 2024 to Mar 18, 2025
- Charity clients · unset to 3.0Dec 17, 2024 to Mar 18, 2025
- Corporate clients · unset to 5.0Dec 17, 2024 to Mar 18, 2025
- HNW clients · unset to 41.0Dec 17, 2024 to Mar 18, 2025
- Individual clients · unset to 383.0Dec 17, 2024 to Mar 18, 2025
- Pension plan clients · unset to 8.0Dec 17, 2024 to Mar 18, 2025
- Pooled vehicle clients · unset to 0.0Dec 17, 2024 to Mar 18, 2025
- Assets in custody · $0 to $3.4MDec 17, 2024 to Mar 18, 2025
- Insurance-licensed employees · 3 to 0Dec 17, 2024 to Mar 18, 2025
- Financial planning clients · unset to 11-25Dec 17, 2024 to Mar 18, 2025
- Discretionary RAUM · $0 to $176MDec 17, 2024 to Mar 18, 2025
- HNW RAUM · unset to 77007223.0Dec 17, 2024 to Mar 18, 2025
- Individual RAUM · unset to 87363828.0Dec 17, 2024 to Mar 18, 2025
- Pension RAUM · unset to 3831493.0Dec 17, 2024 to Mar 18, 2025
- RAUM · $0 to $176MDec 17, 2024 to Mar 18, 2025
- Related adviser · true to falseDec 17, 2024 to Mar 18, 2025
- Related insurance company · true to falseDec 17, 2024 to Mar 18, 2025
- Employees · 4 to 5Oct 25, 2024 to Dec 17, 2024
Signals
1 dated events
- P••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Oct 14, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- advice@presidiowealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 801-290-3215reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 801-290-3201reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- presidiowealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-290-3201reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- presidiowealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- presidiowealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026