DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sygnus Capital Pr LLC
Latest filing Aug 27, 2026
First filing on the tape Jun 27, 2024 · 8 filings
SEC status approved since Jul 31, 2024
RAUM
$236M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$236M
derived; firm RAUM over IAPD count
Employees
31
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$236M as of Aug 27, 2026
Mar 28, 2025$135M then
HNW client RAUM$0 as of Aug 27, 2026
Mar 28, 2025$0 then
State-registered IARs (5.B.3)2 as of Aug 27, 2026
Mar 28, 20253 then
Employees (5.A)31 as of Aug 27, 2026
Mar 28, 202529 then
Private funds11 as of Aug 27, 2026
Mar 28, 20255 then
RAUM +75% over the last fiscal yearIARs 3 to 2
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $236MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $26.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 31.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +75%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $158M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$227M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $158M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.96 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Keishmarie Melendez | Guaynabo, Pr | Dec 12, 2023 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sygnus Credit Investments Puerto Rico Fund LLC - Series I | Other Private Fund | $63.5M | 4 | Jun 27, 2024 |
| Acrecent Finance Partners LLC | Other Private Fund | $33.2M | 2 | Jun 27, 2024 |
| Lift II Puerto Rico Business Impact Fund LLC | Other Private Fund | $15.0M | 44 | Jun 27, 2024 |
| Lift Puerto Rico Business Impact Fund LLC | Other Private Fund | $1.7M | 19 | Jun 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Paul James Connor · Chief Executive Officercontrolsince 02/2022 · owns less than 5%
- Berisford Grey · Managercontrolsince 02/2022 · owns less than 5%
- Jay Ike Johnson · Managercontrolsince 02/2022 · owns less than 5%
- Grissette Natalia Lopez · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- Cesar Pablo Penaloza · Chief Operating Officercontrolsince 02/2022 · owns less than 5%
- Elias Gassan Azan · Shareholdercontrolsince 08/2016 · owns 75% or more of Dynamix Holdings Incorporated
- Berisford Grey · Shareholdercontrolsince 08/2016 · owns 25% to 50% of Ibj Holdings Limited
- Jay Ike Johnson · Shareholdercontrolsince 08/2016 · owns 25% to 50% of Ibj Holdings Limited
- Washington Jason Morris · Shareholdercontrolsince 08/2016 · owns 25% to 50% of Ibj Holdings Limited
Entity owners
- Sygnus Group Puerto Rico Inc · Class A Member/ General Partnerdirect · owns 5% to 10%
- Bsbf Partners, LLC · General Partnerindirect · owns F of Bluhaus Small Business Fund, L.P.
- Dynamix Holdings Incorporated · Shareholderindirect · owns 25% to 50% of Sygnus Capital Group Ltd.
- Ibj Holdings Limited · Shareholderindirect · owns 50% to 75% of Sygnus Capital Group Ltd.
- Sygnus Capital Group Ltd. · Shareholderindirect · owns F of Sygnus Group Puerto Rico Inc
- The Puerto Rico Fund For Growth L.P. · Limited Partnerindirect · owns 25% to 50% of Bluhaus Small Business Fund, L.P.
- Bluhaus Small Business Fund, L.P. · Class B Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Sygnus Wealth Pr LLCinvestment advisernRAUM $59.6M
Advisers that list Sygnus Capital Pr LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $134,593,163 to $236,183,301 (+75.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +4.0% (1148 comparable advisers, 95.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 95% percentile
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 5.0 to 11.0 (+120.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was 0.0% (735 comparable advisers, 100.0th percentile of changes)peers: asset managers, $100M to $500M (735) · 100% percentile
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2May 23, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 12May 23, 2025 to Mar 30, 2026
- Assets in custody · $141M to $158MMay 23, 2025 to Mar 30, 2026
- Employees · 29 to 31May 23, 2025 to Mar 30, 2026
- State-registered IARs · 3 to 2May 23, 2025 to Mar 30, 2026
- Private funds · 5 to 11May 23, 2025 to Mar 30, 2026
- Discretionary RAUM · $125M to $227MMay 23, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $9.4M to $9.4MMay 23, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $125M to $227MMay 23, 2025 to Mar 30, 2026
- RAUM · $135M to $236MMay 23, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to May 23, 2025
- Accounts · 7 to 9Aug 20, 2024 to Mar 28, 2025
- Pooled vehicle clients · 4 to 5Aug 20, 2024 to Mar 28, 2025
- Assets in custody · $113M to $141MAug 20, 2024 to Mar 28, 2025
- Employees · 27 to 29Aug 20, 2024 to Mar 28, 2025
- Private funds · 4 to 5Aug 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $113M to $125MAug 20, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $4.6M to $9.4MAug 20, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $113M to $125MAug 20, 2024 to Mar 28, 2025
- RAUM · $118M to $135MAug 20, 2024 to Mar 28, 2025
Signals
2 dated events
- Sygnus Capital Pr Llc reported RAUM $236.2M, up 75% from $134.6M (2025-05-23 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Sygnus Capital Pr Llc filed its initial SEC registration (Form ADV)Jun 27, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Sygnus Capital Pr LLC · Independent Sponsorsshared crd · capital_provider
- Sygnus Capital Pr LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sygnus-capital-pr/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- sygnusgroup.com/prreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 787-706-9292reportedpublic record, Form ADV, Aug 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $236Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026