DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aviva Investors Canada Inc.
Latest filing Mar 11, 2026
First filing on the tape Oct 2, 2024 · 6 filings
SEC status approved since Nov 1, 2024
RAUM
$9.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$9.2B as of Mar 11, 2026
Feb 14, 2025$8.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 11, 2026
Feb 14, 20250 then
Employees (5.A)18 as of Mar 11, 2026
Feb 14, 202513 then
Private funds: no history
RAUM +6.3% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $509MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 85%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$7.2B79%
- Pooled investment vehicles$1.3B14%
- Pension and profit-sharing plans$557M6.1%
- Investment companies$41.4M0.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.15 institutional_share=0.85 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nmn Jiaying Li · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- John Tyler Mcgraw · Managing Directorcontrolsince 01/2016 · owns less than 5%
Entity owners
- Aviva Investors Holdings Ltd · Ownerdirect · owns 75% or more
- Aviva Group Holdings Ltd. · Shareholderindirect · owns 75% or more of Aviva Investors Holdings Ltd
- Aviva Plc · Shareholderindirect · owns 75% or more of Aviva Group Holdings Ltd. · public reporting company
Related persons
Schedule D 7.A
- Aviva Investors Americasinvestment adviserbanknRAUM $59.1M
- Aviva Investors Global Services Ltd.investment advisern
- Aviva Investors Luxembourg S.A.pooled vehicle sponsorn
Advisers that list Aviva Investors Canada Inc. as a related person
- 163989 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 11, 2026bank affiliate (Item 7.A.6): yes on the filing of 2025-08-06, no on the filing of 2026-03-11peers: institutional managers, $5B to $20B (71)
What changed
consecutive filings, newest first
- Accounts · 17 to 18Aug 6, 2025 to Mar 11, 2026
- Employees · 13 to 18Aug 6, 2025 to Mar 11, 2026
- Discretionary RAUM · $8.6B to $9.2BAug 6, 2025 to Mar 11, 2026
- Pension RAUM · $529M to $557MAug 6, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · $1.1B to $1.3BAug 6, 2025 to Mar 11, 2026
- RAUM · $8.6B to $9.2BAug 6, 2025 to Mar 11, 2026
- Related bank · true to falseAug 6, 2025 to Mar 11, 2026
- Accounts · 16 to 17Feb 14, 2025 to Mar 25, 2025
- Financial planning clients · unset to Feb 14, 2025 to Mar 25, 2025
- Discretionary RAUM · $8.3B to $8.6BFeb 14, 2025 to Mar 25, 2025
- Pension RAUM · $557M to $529MFeb 14, 2025 to Mar 25, 2025
- Pooled vehicle RAUM · $862M to $1.1BFeb 14, 2025 to Mar 25, 2025
- RAUM · $8.3B to $8.6BFeb 14, 2025 to Mar 25, 2025
- Accounts · 15 to 16Oct 7, 2024 to Feb 14, 2025
- HQ state · unset to Oct 7, 2024 to Feb 14, 2025
- Discretionary RAUM · $8.3B to $8.3BOct 7, 2024 to Feb 14, 2025
- RAUM · $8.3B to $8.3BOct 7, 2024 to Feb 14, 2025
Signals
1 dated events
- Aviva Investors Canada Inc. filed its initial SEC registration (Form ADV)Oct 2, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- avivainvestors.com/en-usreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 1 416 643 2709reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026