DFX Intelligence
RIA Intelligence
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SEC-registered adviser
B••• C•••• A•••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Dec 16, 2024 · 6 filings
SEC status approved since Jan 15, 2025
RAUM
$125M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$125M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$62.6M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$125M as of Mar 11, 2026
May 15, 2025$103M then
HNW client RAUM$73.8M as of Mar 11, 2026
May 15, 2025$52.6M then
State-registered IARs (5.B.3)2 as of Mar 11, 2026
May 15, 20251 then
Employees (5.A)8 as of Mar 11, 2026
May 15, 20255 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $62.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 145derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $212,152derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$73.8M59%
- Individuals$51.2M41%
- Corporations and businesses$160,6300.1%
- Individual clients
- 221reported
- HNW clients
- 68reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 590reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• A••••• W••••••Certified Financial Planner | Towson, Md | Jan 29, 2025 | 20 y | 3 |
| J••••••• T••••• B•••••Certified Financial Planner | Towson, Md | Sep 23, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• A••••• W•••••• from O•••• W•••••• I•••Jan 29, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••••• T•••••• A••••• · Owner / Chief Compliance Officercontrolsince 08/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Towson, Md · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 938 to 590Oct 21, 2025 to Mar 11, 2026
- Advisory employees · 1 to 8Oct 21, 2025 to Mar 11, 2026
- Corporate clients · unset to 2.0Oct 21, 2025 to Mar 11, 2026
- HNW clients · 44 to 68Oct 21, 2025 to Mar 11, 2026
- Individual clients · 267 to 221Oct 21, 2025 to Mar 11, 2026
- Employees · 5 to 8Oct 21, 2025 to Mar 11, 2026
- Financial planning clients · 0 to 1-10Oct 21, 2025 to Mar 11, 2026
- State-registered IARs · 1 to 2Oct 21, 2025 to Mar 11, 2026
- Discretionary RAUM · $103M to $125MOct 21, 2025 to Mar 11, 2026
- HNW RAUM · $52.6M to $73.8MOct 21, 2025 to Mar 11, 2026
- Individual RAUM · $50.4M to $51.2MOct 21, 2025 to Mar 11, 2026
- RAUM · $103M to $125MOct 21, 2025 to Mar 11, 2026
- Financial planning clients · 0 to 0May 15, 2025 to Oct 21, 2025
- Accounts · 0 to 938Dec 19, 2024 to May 15, 2025
- HNW clients · unset to 44.0Dec 19, 2024 to May 15, 2025
- Individual clients · unset to 267.0Dec 19, 2024 to May 15, 2025
- Assets in custody · 0.0 to unsetDec 19, 2024 to May 15, 2025
- Custody of client assets · true to falseDec 19, 2024 to May 15, 2025
- Discretionary RAUM · $0 to $103MDec 19, 2024 to May 15, 2025
- HNW RAUM · unset to 52641683.0Dec 19, 2024 to May 15, 2025
- Individual RAUM · unset to 50414811.0Dec 19, 2024 to May 15, 2025
- RAUM · $0 to $103MDec 19, 2024 to May 15, 2025
- Financial planning clients · unset to 0Dec 16, 2024 to Dec 17, 2024
Signals
1 dated events
- B••• C•••• A•••••••• L•• filed its initial SEC registration (Form ADV)Dec 16, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- m•••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 410-339-5771reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/blue-curve-advisoryreportedpublic record, Form ADV, Sep 21, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 410-339-5771reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026