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SEC-registered adviser

O••••• I••••••••• A••••••• L••

Wealth manager with institutional or fund businessPorto Alegre, Rio Grande Do Sul, CRD 333738SEC 801-132787IAPD
Latest filing Mar 23, 2026
First filing on the tape Jul 10, 2025 · 3 filings
SEC status approved since Jul 11, 2025
RAUM
$3.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
31%
$1.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$3.4M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$3.4M as of Mar 23, 2026
Jul 10, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 23, 2026
Jul 10, 20251 then
Employees (5.A)2 as of Mar 23, 2026
Jul 10, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$3.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$179,876derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$2.4M69%
  • Individuals$1.1M31%
Individual clients
11reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
19reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.31 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• D• S••••••• C••••••Porto Alegre, Rio Grande Do SulAug 20, 202518 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• M••••••• D• S••••••• · Chief Compliance Officer / Coocontrol
        since 03/2025 · owns less than 5%
      • H•••••••• T•••••• A•••••••• · Ceocontrol
        since 03/2025 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 19
        Nov 4, 2025 to Mar 23, 2026
      • Corporate clients · unset to 8.0
        Nov 4, 2025 to Mar 23, 2026
      • Individual clients · unset to 11.0
        Nov 4, 2025 to Mar 23, 2026
      • Discretionary RAUM · $0 to $3.4M
        Nov 4, 2025 to Mar 23, 2026
      • Individual RAUM · unset to 1061407.0
        Nov 4, 2025 to Mar 23, 2026
      • RAUM · $0 to $3.4M
        Nov 4, 2025 to Mar 23, 2026
      • Advisory activities · 2 to 3
        Jul 10, 2025 to Nov 4, 2025
      • Related adviser · false to true
        Jul 10, 2025 to Nov 4, 2025
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      555131094001reportedpublic record, Form ADV, Mar 23, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $3.4Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026