DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 1, 2024 · 5 filings
SEC status approved since Dec 2, 2024
RAUM
$273M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$273M as of Mar 31, 2026
Mar 31, 2025$0 then
HNW client RAUM$0 as of Mar 31, 2026
Mar 31, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20250 then
Employees (5.A)26 as of Mar 31, 2026
Mar 31, 202517 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $30.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 63%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$172M66%
- Investment companies$87.4M34%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.32 institutional_share=0.63 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••• J••••• G••••• · General Counsel And Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- K••• J•••• E••• · Chief Executive Officercontrolsince 10/2024 · owns less than 5%
- C••••••••• G•••••• J••••• · Founder And Managing Partnercontrolsince 11/2013 · owns 75% or more of R•••••• C•••••• P••••••• L•
Entity owners
- R•••••• C•••••• P••••••• A••••••••• H•••••••• L•• · Managing Memberdirect · owns 75% or more
- R•••••• C•••••• P••••••• L• · Managing Memberindirect · owns F of R•••••• C•••••• P••••••• A••••••••• H•••••••• L••
Related persons
Schedule D 7.A
- R•••••• B•• L••broker-dealern
- R•••••• C•••••• P••••••• M••••••••• L••investment advisernRAUM $14B
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 17.0 to 26.0 (+53.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (29 comparable advisers, 100.0th percentile of changes)peers: other advisers, $100M to $500M (29) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 4 to 9Dec 9, 2025 to Mar 31, 2026
- BD registered reps · 0 to 3Dec 9, 2025 to Mar 31, 2026
- Employees · 21 to 26Dec 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $141M to $273MDec 9, 2025 to Mar 31, 2026
- RAUM · $141M to $273MDec 9, 2025 to Mar 31, 2026
- Accounts · 2 to 4Jun 5, 2025 to Dec 9, 2025
- Advisory activities · 2 to 3Jun 5, 2025 to Dec 9, 2025
- Employees · 19 to 21Jun 5, 2025 to Dec 9, 2025
- Discretionary RAUM · $28.7M to $141MJun 5, 2025 to Dec 9, 2025
- RAUM · $28.7M to $141MJun 5, 2025 to Dec 9, 2025
- Accounts · 0 to 2Mar 31, 2025 to Jun 5, 2025
- Advisory employees · 6 to 8Mar 31, 2025 to Jun 5, 2025
- Employees · 17 to 19Mar 31, 2025 to Jun 5, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jun 5, 2025
- Discretionary RAUM · $0 to $28.7MMar 31, 2025 to Jun 5, 2025
- RAUM · $0 to $28.7MMar 31, 2025 to Jun 5, 2025
- Employees · 9 to 17Nov 1, 2024 to Mar 31, 2025
Signals
2 dated events
- R••••••• C•••••• M••••••••• L•• reported RAUM $273.4M, up 94% from $141.1M (2025-12-09 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- R••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 1, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/reckonercapreportedpublic record, Form ADV, Sep 18, 2026
- Website
- reckoner.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-597-2500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026