DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• C••• M••••••••• I•••
Latest filing Apr 29, 2026
First filing on the tape Nov 14, 2024 · 7 filings
SEC status approved since Jan 23, 2025
RAUM
$11.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$11.6M
derived; firm RAUM over IAPD count
Employees
10
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$11.6M as of Apr 29, 2026
Jan 3, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Apr 29, 2026
Jan 3, 20250 then
Employees (5.A)10 as of Apr 29, 2026
Jan 3, 20255 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 1
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $11.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $222,983derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 10.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$11.6M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 52reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••• M•••••• | San Francisco, Ca | Nov 14, 2025 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- I•••• B••• · Ctocontrolsince 02/2023 · owns 10% to 25%
- M••••••• S••• · Ceo, Ccocontrolsince 02/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 88 to 52Feb 11, 2026 to Mar 19, 2026
- Advisory activities · 1 to 2Feb 11, 2026 to Mar 19, 2026
- Corporate clients · 11 to 52Feb 11, 2026 to Mar 19, 2026
- Pooled vehicle clients · 77.0 to unsetFeb 11, 2026 to Mar 19, 2026
- Discretionary RAUM · $13.0M to $11.6MFeb 11, 2026 to Mar 19, 2026
- Pooled vehicle RAUM · 10366662.0 to unsetFeb 11, 2026 to Mar 19, 2026
- RAUM · $13.0M to $11.6MFeb 11, 2026 to Mar 19, 2026
- Accounts · 0 to 88Jan 3, 2025 to Feb 11, 2026
- Advisory employees · 1 to 2Jan 3, 2025 to Feb 11, 2026
- Corporate clients · unset to 11.0Jan 3, 2025 to Feb 11, 2026
- Pooled vehicle clients · unset to 77.0Jan 3, 2025 to Feb 11, 2026
- Employees · 5 to 10Jan 3, 2025 to Feb 11, 2026
- State-registered IARs · 0 to 1Jan 3, 2025 to Feb 11, 2026
- Discretionary RAUM · $0 to $13.0MJan 3, 2025 to Feb 11, 2026
- Pooled vehicle RAUM · unset to 10366662.0Jan 3, 2025 to Feb 11, 2026
- RAUM · $0 to $13.0MJan 3, 2025 to Feb 11, 2026
- Accounts · unset to 0.0Dec 13, 2024 to Jan 3, 2025
- Financial planning clients · unset to Dec 13, 2024 to Jan 3, 2025
- Discretionary RAUM · unset to 0.0Dec 13, 2024 to Jan 3, 2025
- Non-discretionary RAUM · unset to 0.0Dec 13, 2024 to Jan 3, 2025
- RAUM · unset to 0.0Dec 13, 2024 to Jan 3, 2025
- Accounts · 15.0 to unsetDec 5, 2024 to Dec 13, 2024
- Corporate clients · 15.0 to unsetDec 5, 2024 to Dec 13, 2024
- Discretionary RAUM · 0.0 to unsetDec 5, 2024 to Dec 13, 2024
- Non-discretionary RAUM · 500.0 to unsetDec 5, 2024 to Dec 13, 2024
- RAUM · 500.0 to unsetDec 5, 2024 to Dec 13, 2024
- Discretionary RAUM · $500 to $0Nov 14, 2024 to Dec 5, 2024
- Non-discretionary RAUM · $0 to $500Nov 14, 2024 to Dec 5, 2024
Signals
1 dated events
- B•••••• C••• M••••••••• I••• filed its initial SEC registration (Form ADV)Nov 14, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- balancecash.ioreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 916 205 9676reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $11.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026