DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lunin-Pack Planning And Advice, LLC
Latest filing Mar 31, 2026
First filing on the tape Nov 21, 2024 · 6 filings
SEC status approved since Dec 20, 2024
RAUM
$32.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
80%
$25.9M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$16.2M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$32.4M as of Mar 31, 2026
Jan 3, 2025$0 then
HNW client RAUM$17.5M as of Mar 31, 2026
Jul 3, 2025$10.1M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Jan 3, 20251 then
Employees (5.A)2 as of Mar 31, 2026
Jan 3, 20252 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $16.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $438,482derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $423,524, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$17.5M54%
- Individuals$8.4M26%
- Corporations and businesses$4.5M14%
- Pension and profit-sharing plans$2.1M6.3%
- Individual clients
- 23reported
- HNW clients
- 15reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 74reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $423,524 for 1 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jesse Nmn Lunin-Pack | Cold Spring, Ny | Jan 6, 2025 | 17 y | 3 |
| Elisabeth Ariel Neuberg | Cold Spring, Ny | Sep 17, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jesse Nmn Lunin-Pack from Osaic Wealth, Inc.Jan 6, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nmn Jesse Lunin-Pack · Managing Member And Chief Compliance Officercontrolsince 11/2024 · owns 75% or more
Related persons
Schedule D 7.A
- Lunin-Pack Insurance Advisory, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cold Spring, Ny · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): no on the filing of 2025-07-03, yes on the filing of 2026-03-31peers: independent wealth managers, under $100M (704)
What changed
consecutive filings, newest first
- Accounts · 65 to 74Jul 3, 2025 to Mar 31, 2026
- Advisory employees · 1 to 2Jul 3, 2025 to Mar 31, 2026
- HNW clients · 9 to 15Jul 3, 2025 to Mar 31, 2026
- Individual clients · 28 to 23Jul 3, 2025 to Mar 31, 2026
- Assets in custody · unset to 423524.0Jul 3, 2025 to Mar 31, 2026
- Custody of client assets · false to trueJul 3, 2025 to Mar 31, 2026
- Employees · 1 to 2Jul 3, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 26-50Jul 3, 2025 to Mar 31, 2026
- State-registered IARs · 1 to 2Jul 3, 2025 to Mar 31, 2026
- Discretionary RAUM · $26.1M to $32.4MJul 3, 2025 to Mar 31, 2026
- HNW RAUM · $10.1M to $17.5MJul 3, 2025 to Mar 31, 2026
- Individual RAUM · $9.9M to $8.4MJul 3, 2025 to Mar 31, 2026
- Pension RAUM · $2.4M to $2.1MJul 3, 2025 to Mar 31, 2026
- RAUM · $26.1M to $32.4MJul 3, 2025 to Mar 31, 2026
- Accounts · 0 to 65Apr 14, 2025 to Jul 3, 2025
- HNW clients · unset to 9.0Apr 14, 2025 to Jul 3, 2025
- Individual clients · unset to 28.0Apr 14, 2025 to Jul 3, 2025
- Assets in custody · 0.0 to unsetApr 14, 2025 to Jul 3, 2025
- Custody of client assets · true to falseApr 14, 2025 to Jul 3, 2025
- Financial planning clients · 0 to 0Apr 14, 2025 to Jul 3, 2025
- Discretionary RAUM · $0 to $26.1MApr 14, 2025 to Jul 3, 2025
- HNW RAUM · unset to 10052427.0Apr 14, 2025 to Jul 3, 2025
- Individual RAUM · unset to 9854539.0Apr 14, 2025 to Jul 3, 2025
- Pension RAUM · unset to 2409232.0Apr 14, 2025 to Jul 3, 2025
- RAUM · $0 to $26.1MApr 14, 2025 to Jul 3, 2025
- BD registered reps · 1 to 0Jan 3, 2025 to Apr 14, 2025
- Employees · 2 to 1Jan 3, 2025 to Apr 14, 2025
- Financial planning clients · unset to 0Nov 21, 2024 to Nov 26, 2024
Signals
1 dated events
- Lunin-Pack Planning And Advice, Llc filed its initial SEC registration (Form ADV)Nov 21, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 845-265-4300reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- lunin-pack.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 845-265-4300reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- lunin-pack.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $16.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026