DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

W•• D•• L••

Other adviserBoston, MassachusettsCRD 334219SEC 801-131865IAPD
Latest filing Mar 27, 2026
First filing on the tape Dec 20, 2024 · 5 filings
SEC status approved since Jan 21, 2025
RAUM
$7.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$7.8B as of Mar 27, 2026
Feb 7, 2025$4.2B then
HNW client RAUM$0 as of Mar 27, 2026
Feb 7, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Feb 7, 20250 then
Employees (5.A)6 as of Mar 27, 2026
Feb 7, 20257 then
Private funds2 as of Mar 27, 2026
Feb 7, 20252 then
RAUM +83% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$236MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
62%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+83%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.7B, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Charitable organizations$2.1B30%
  • Pooled investment vehicles$1.7B24%
  • State and municipal entities$1.6B22%
  • Pension and profit-sharing plans$841M12%
  • Corporations and businesses$537M7.6%
  • Sovereign wealth funds$317M4.5%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
6reported
Charitable clients
n/areported
Accounts
33reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$1.7B for 3 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.22 institutional_share=0.62 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• J•••••• L••••••• · Principalcontrol
        since 01/2025 · owns 25% to 50%
      • P••••••••• J•••••• J•••• · Principalcontrol
        since 01/2025 · owns 25% to 50%
      • M•••••• N••• · Chief Compliance Officer
        since 01/2025 · owns less than 5%
      Entity owners
      • W••••••• G••••• I••••••••• · Minority Owner
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM up 50 %Change between filings · filing Mar 27, 2026
        RAUM (Item 5.F) moved from $4,245,920,785 to $7,778,991,590 (+83.0%) between the annual amendments of 2025-04-09 and 2026-03-27; the peer median change was +9.0% (119 comparable advisers, 97.0th percentile of changes)
        peers: other advisers, $5B to $20B (119) · 97% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 27 to 33
        Apr 9, 2025 to Mar 27, 2026
      • Advisory employees · 7 to 6
        Apr 9, 2025 to Mar 27, 2026
      • Pension plan clients · unset to 6.0
        Apr 9, 2025 to Mar 27, 2026
      • Assets in custody · $1.1B to $1.7B
        Apr 9, 2025 to Mar 27, 2026
      • Employees · 7 to 6
        Apr 9, 2025 to Mar 27, 2026
      • Discretionary RAUM · $4.2B to $7.8B
        Apr 9, 2025 to Mar 27, 2026
      • Pension RAUM · $641M to $841M
        Apr 9, 2025 to Mar 27, 2026
      • Pooled vehicle RAUM · $1.1B to $1.7B
        Apr 9, 2025 to Mar 27, 2026
      • RAUM · $4.2B to $7.8B
        Apr 9, 2025 to Mar 27, 2026
      • Financial planning clients · unset to
        Feb 7, 2025 to Apr 9, 2025
      • Accounts · 0 to 27
        Dec 23, 2024 to Feb 7, 2025
      • Charity clients · 0.0 to unset
        Dec 23, 2024 to Feb 7, 2025
      • Corporate clients · 0.0 to unset
        Dec 23, 2024 to Feb 7, 2025
      • Pension plan clients · 0.0 to unset
        Dec 23, 2024 to Feb 7, 2025
      • Pooled vehicle clients · 0 to 3
        Dec 23, 2024 to Feb 7, 2025
      • Assets in custody · unset to 1108114423.0
        Dec 23, 2024 to Feb 7, 2025
      • Custody of client assets · false to true
        Dec 23, 2024 to Feb 7, 2025
      • Private funds · unset to 2
        Dec 23, 2024 to Feb 7, 2025
      • Discretionary RAUM · $0 to $4.2B
        Dec 23, 2024 to Feb 7, 2025
      • Pension RAUM · $0 to $641M
        Dec 23, 2024 to Feb 7, 2025
      • Pooled vehicle RAUM · $0 to $1.1B
        Dec 23, 2024 to Feb 7, 2025
      • RAUM · $0 to $4.2B
        Dec 23, 2024 to Feb 7, 2025
      Signals
      2 dated events
      • W•• D•• L•• reported RAUM $7.8B, up 83% from $4.2B (2025-04-09 to 2026-03-27)
        Mar 27, 2026 · RAUM change · derived
      • W•• D•• L•• filed its initial SEC registration (Form ADV)
        Dec 20, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Principal office phone
      617-428-4040reportedpublic record, Form ADV, Mar 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026