DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• W••••• M••••••••• P•••••••
Legal name C•••••• W••••• M••••••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Dec 20, 2024 · 4 filings
SEC status approved since Jan 17, 2025
RAUM
$395M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$391M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$98.7M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$395M as of Mar 31, 2026
Jan 15, 2025$0 then
HNW client RAUM$280M as of Mar 31, 2026
May 16, 2025$198M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Jan 15, 20254 then
Employees (5.A)8 as of Mar 31, 2026
Jan 15, 20257 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $98.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 103derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $298,422derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminars, otherreportedItem 5.G
- Wrap fee program
- $395MreportedItem 5.I
- Custody
- $117M, 258 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$280M71%
- Individuals$111M28%
- Pension and profit-sharing plans$3.3M0.8%
- Corporations and businesses$207,1700.1%
- Individual clients
- 282reported
- HNW clients
- 129reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 1,323reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $117M for 258 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••••• H••• | Fairfax, Va | Mar 31, 2025 | 10 y | 2 |
| C•••••••• R••••• P•••••Certified Financial Planner | Fairfax, Va | Mar 31, 2025 | 14 y | 6 |
| K•••• L•••• C••••• H••••••• | Fairfax, Va | Mar 31, 2025 | 10 y | 2 |
| D•••• W•••••• Y•••• | Fairfax, Va | Mar 31, 2025 | 32 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• W•••••• Y•••• from E••••••••• W••••• A•••••••• L••Mar 31, 2025 · RIA to a newly registered adviser
- C•••••••• R••••• P••••• from E••••••••• W••••• A•••••••• L••Mar 31, 2025 · RIA to a newly registered adviser
- K•••• L•••• C••••• H••••••• from E••••••••• W••••• A•••••••• L••Mar 31, 2025 · RIA to a newly registered adviser
- N••••••• H••• from E••••••••• W••••• A•••••••• L••Mar 31, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from E••••••••• W••••• A•••••••• L••Mar 31, 2025 · Fairfax, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Y••••• D••••• W•••••• · President, Chief Compliance Officercontrolsince 11/2004 · owns 50% to 75%
- Y••••• M•••••••• S• · Vice Presidentcontrolsince 11/2004 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fairfax, Va · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 31, 2026commissions (Item 5.E.5): no on the filing of 2025-05-16, yes on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): no on the filing of 2025-05-16, yes on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,187 to 1,323May 16, 2025 to Mar 31, 2026
- Corporate clients · unset to 2.0May 16, 2025 to Mar 31, 2026
- HNW clients · 102 to 129May 16, 2025 to Mar 31, 2026
- Pension plan clients · unset to 7.0May 16, 2025 to Mar 31, 2026
- Commission compensation · false to trueMay 16, 2025 to Mar 31, 2026
- Assets in custody · unset to 116707577.0May 16, 2025 to Mar 31, 2026
- Custody of client assets · false to trueMay 16, 2025 to Mar 31, 2026
- Employees · 7 to 8May 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $312M to $393MMay 16, 2025 to Mar 31, 2026
- HNW RAUM · $198M to $280MMay 16, 2025 to Mar 31, 2026
- Individual RAUM · $114M to $111MMay 16, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $1.3MMay 16, 2025 to Mar 31, 2026
- Pension RAUM · unset to 3333613.0May 16, 2025 to Mar 31, 2026
- RAUM · $312M to $395MMay 16, 2025 to Mar 31, 2026
- Wrap assets (manager) · $312M to $0May 16, 2025 to Mar 31, 2026
- Accounts · 0 to 1,187Jan 15, 2025 to May 16, 2025
- HNW clients · unset to 102.0Jan 15, 2025 to May 16, 2025
- Individual clients · unset to 282.0Jan 15, 2025 to May 16, 2025
- Financial planning clients · 251-500 to 251-500Jan 15, 2025 to May 16, 2025
- Discretionary RAUM · $0 to $312MJan 15, 2025 to May 16, 2025
- HNW RAUM · unset to 198168563.0Jan 15, 2025 to May 16, 2025
- Individual RAUM · unset to 114277896.0Jan 15, 2025 to May 16, 2025
- RAUM · $0 to $312MJan 15, 2025 to May 16, 2025
- Wrap assets (manager) · $0 to $312MJan 15, 2025 to May 16, 2025
- Accounts · unset to 0.0Dec 20, 2024 to Jan 15, 2025
- Legal name · C•••••• W••••• M••••••••• P••••••• to C•••••• W••••• M••••••••• P•••••••• L••Dec 20, 2024 to Jan 15, 2025
- Discretionary RAUM · unset to 0.0Dec 20, 2024 to Jan 15, 2025
- Non-discretionary RAUM · unset to 0.0Dec 20, 2024 to Jan 15, 2025
- RAUM · unset to 0.0Dec 20, 2024 to Jan 15, 2025
Signals
2 dated events
- 4 advisors left E••••••••• W••••• A•••••••• L•• (Fairfax, VA) for C•••••• W••••• M••••••••• P••••••• on the same dayMar 31, 2025 · Team lift-out · derived
- C•••••• W••••• M••••••••• P••••••• filed its initial SEC registration (Form ADV)Dec 20, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- clarionwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (703) 631-4800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026