DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• R••••• P•••••

C•••••• W••••• M••••••••• P•••••••independent RIAFairfax, VaIA-onlyIAPD 5963337

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Mar 31, 2025

In the industry

14 y

since Sep 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• W••••• M••••••••• P••••••• independent RIA current
since Mar 31, 2025 · Fairfax, Va
E••••••••• W••••• A•••••••• L•• independent RIA
Mar 8, 2024 to Mar 31, 2025 · Fairfax, Va
C••••••••• F•••••••• N•••••• national BD
Dec 16, 2021 to Mar 8, 2024 · Fairfax, Va
S•••• W••••• M••••••••• L•• BD affiliated
Apr 20, 2021 to Oct 29, 2021 · Mclean, Va
K••• P••••• L•• independent RIA
Oct 1, 2015 to Apr 16, 2021 · Fairfax, Va
M••••• L•• independent RIA
Oct 13, 2014 to Sep 21, 2015 · West Tysons Corner, Va
V••• F•••••••• A•••••••• I••• BD affiliated
Sep 6, 2012 to Oct 3, 2014 · Tysons Corner, Va

Moves

a registration end followed by a registration begin elsewhere

E••••••••• W••••• A•••••••• L•• to C•••••• W••••• M••••••••• P•••••••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · RIA to a newly registered adviser · moved with a team
C••••••••• F•••••••• N•••••• to E••••••••• W••••• A•••••••• L••
left Mar 8, 2024, registered Mar 8, 2024 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
S•••• W••••• M••••••••• L•• to C••••••••• F•••••••• N••••••
left Oct 29, 2021, registered Dec 16, 2021 (48 days) · Affiliated broker-dealer or bank to another
K••• P••••• L•• to S•••• W••••• M••••••••• L••
left Apr 16, 2021, registered Apr 20, 2021 (4 days) · RIA to affiliated broker-dealer or bank
M••••• L•• to K••• P••••• L••
left Sep 21, 2015, registered Oct 1, 2015 (10 days) · Other
V••• F•••••••• A•••••••• I••• to M••••• L••
left Oct 3, 2014, registered Oct 13, 2014 (10 days) · corporate re-registration, not a move

Signals

C•••••••• R••••• P••••• left E••••••••• W••••• A•••••••• L•• for C•••••• W••••• M••••••••• P••••••• (registered 2025-03-31)
Mar 31, 2025 · Advisor changed firm · fact
C•••••••• R••••• P••••• left C••••••••• F•••••••• N•••••• for E••••••••• W••••• A•••••••• L•• (registered 2024-03-08)
Mar 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address