DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••• F•••••••• G••••• L••
Latest filing Feb 27, 2026
First filing on the tape Feb 17, 2025 · 3 filings
SEC status approved since Feb 3, 2025
RAUM
$386M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$382M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$96.4M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$386M as of Feb 27, 2026
Feb 17, 2025$362M then
HNW client RAUM$317M as of Feb 27, 2026
Feb 17, 2025$294M then
State-registered IARs (5.B.3)4 as of Feb 27, 2026
Feb 17, 20254 then
Employees (5.A)5 as of Feb 27, 2026
Feb 17, 20255 then
Private funds: no history
RAUM +6.5% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $96.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $512,257derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.8%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $114M, 114 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$317M82%
- Individuals$64.5M17%
- Pension and profit-sharing plans$4.0M1.0%
- Individual clients
- 164reported
- HNW clients
- 90reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 753reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $114M for 114 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• J•••• M•••••Certified Financial Planner | Richmond, Va | Feb 25, 2025 | 13 y | 1 |
| J•••• H••••• W••••Certified Financial Planner | Newton Square, Pa | Feb 25, 2025 | 42 y | 1 |
| G•••• R••••• C••• | Newton Square, Pa | Feb 25, 2025 | 13 y | 1 |
| E••• D••••• M•••Chartered Financial Analyst | Richmond, Va | Jan 5, 2026 | 12 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••• D••••• M••• from T••••• A••••••• S•••••••• I•••Jan 5, 2026 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from W•••• F•••••••• G••••Mar 5, 2025 · Newton Square, Pa · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• G••••• R••••• · Chief Compliance Officercontrolsince 12/2024 · owns less than 5%
- W••••• J••••• H••••• · Presidentcontrolsince 12/2024 · owns less than 5%
Entity owners
- W•••• F•••••••• G•••• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 4 | 1 | 0 | ||
| Newton Square, Pa | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 743 to 753Nov 6, 2025 to Feb 27, 2026
- HNW clients · 88 to 90Nov 6, 2025 to Feb 27, 2026
- Individual clients · 168 to 164Nov 6, 2025 to Feb 27, 2026
- Assets in custody · $91.0M to $114MNov 6, 2025 to Feb 27, 2026
- Discretionary RAUM · $362M to $386MNov 6, 2025 to Feb 27, 2026
- HNW RAUM · $294M to $317MNov 6, 2025 to Feb 27, 2026
- Individual RAUM · $64.1M to $64.5MNov 6, 2025 to Feb 27, 2026
- Pension RAUM · $3.6M to $4.0MNov 6, 2025 to Feb 27, 2026
- RAUM · $362M to $386MNov 6, 2025 to Feb 27, 2026
- Related adviser · true to falseNov 6, 2025 to Feb 27, 2026
Signals
1 dated events
- 2 advisors left W•••• F•••••••• G•••• (Newton Square, PA) for W•••• F•••••••• G••••• L•• on the same dayMar 5, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@w••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 804-330-3100reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- w••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 804-330-3100reportedpublic record, Form ADV, Feb 27, 2026
- Team page
- w••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $96.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026