DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• C•••••• M•••••••••
Legal name P•••••••• C•••••• M••••••••• L•
Latest filing Mar 6, 2026
First filing on the tape Jan 6, 2025 · 5 filings
SEC status approved since Feb 4, 2025
RAUM
$368M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
78%
$289M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$368M as of Mar 6, 2026
Jan 6, 2025$0 then
HNW client RAUM$270M as of Mar 6, 2026
Sep 29, 2025$291M then
State-registered IARs (5.B.3)3 as of Mar 6, 2026
Jan 6, 20251 then
Employees (5.A)3 as of Mar 6, 2026
Jan 6, 20251 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 3
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.5MderivedHNW RAUM over HNW clients
- Average account
- $598,164derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +200%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Custody
- $30.0M, 35 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$270M73%
- Investment companies$46.5M13%
- Charitable organizations$24.5M6.6%
- Individuals$18.8M5.1%
- Insurance companies$9.0M2.4%
- Individual clients
- 49reported
- HNW clients
- 36reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 616reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $30.0M for 35 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.78 fund_share=0.13 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•• B••• A•••••••• from D••••• W•••••• L••Jun 18, 2025 · RIA to a newly registered adviser
- J•••• T••• L••••••• from D••••• W•••••• L••Jun 18, 2025 · RIA to a newly registered adviser
- G•••••• S•••• H••• from D••••• W•••••• L••May 29, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from D••••• W•••••• L••Jul 3, 2025 · Palm Beach Gardens, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• A••• B••• · Partner, Director Of Client Operationscontrolsince 06/2025 · owns 10% to 25%
- H•••• G••••••• S•••• · President, Chief Compliance Officer, Managing Partner & Sole Limited Partnercontrolsince 12/1998 · owns 75% or more
- L•••••••• J••••• T••• · Partner, Senior Wealth Advisorcontrolsince 06/2025 · owns 10% to 25%
Entity owners
- P•••••••• P•••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Blue Bell, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 6, 2026HNW RAUM per HNW client of $7,491,997 against a peer median of $2,404,040 (4940 comparable advisers, 98.0th percentile, 3.4 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 578 to 616Sep 29, 2025 to Mar 6, 2026
- Advisory activities · 4 to 5Sep 29, 2025 to Mar 6, 2026
- HNW clients · 33 to 36Sep 29, 2025 to Mar 6, 2026
- Assets in custody · $38.5M to $30.0MSep 29, 2025 to Mar 6, 2026
- Discretionary RAUM · $341M to $368MSep 29, 2025 to Mar 6, 2026
- HNW RAUM · $291M to $270MSep 29, 2025 to Mar 6, 2026
- Individual RAUM · $15.8M to $18.8MSep 29, 2025 to Mar 6, 2026
- RAUM · $341M to $368MSep 29, 2025 to Mar 6, 2026
- Accounts · 0 to 578Jun 23, 2025 to Sep 29, 2025
- Advisory activities · 7 to 4Jun 23, 2025 to Sep 29, 2025
- Corporate clients · unset to 0.0Jun 23, 2025 to Sep 29, 2025
- HNW clients · unset to 33.0Jun 23, 2025 to Sep 29, 2025
- Individual clients · unset to 49.0Jun 23, 2025 to Sep 29, 2025
- Pension plan clients · unset to 0.0Jun 23, 2025 to Sep 29, 2025
- Pooled vehicle clients · unset to 0.0Jun 23, 2025 to Sep 29, 2025
- Assets in custody · unset to 38458414.0Jun 23, 2025 to Sep 29, 2025
- Custody of client assets · false to trueJun 23, 2025 to Sep 29, 2025
- Insurance-licensed employees · 3 to 0Jun 23, 2025 to Sep 29, 2025
- Financial planning clients · 0 to 1-10Jun 23, 2025 to Sep 29, 2025
- Discretionary RAUM · $0 to $341MJun 23, 2025 to Sep 29, 2025
- HNW RAUM · unset to 291395372.0Jun 23, 2025 to Sep 29, 2025
- Individual RAUM · unset to 15803284.0Jun 23, 2025 to Sep 29, 2025
- Pension RAUM · unset to 0.0Jun 23, 2025 to Sep 29, 2025
- Pooled vehicle RAUM · unset to 0.0Jun 23, 2025 to Sep 29, 2025
- RAUM · $0 to $341MJun 23, 2025 to Sep 29, 2025
- Related adviser · true to falseJun 23, 2025 to Sep 29, 2025
- Advisory employees · 1 to 2May 27, 2025 to Jun 23, 2025
- Employees · 1 to 3May 27, 2025 to Jun 23, 2025
- Insurance-licensed employees · 1 to 3May 27, 2025 to Jun 23, 2025
- HQ city · to BLUE BELLMay 27, 2025 to Jun 23, 2025
- HQ state · to PAMay 27, 2025 to Jun 23, 2025
- State-registered IARs · 1 to 3May 27, 2025 to Jun 23, 2025
- Advisory activities · 6 to 7Jan 6, 2025 to May 27, 2025
Signals
1 dated events
- 2 advisors left D••••• W•••••• L•• (Palm Beach Gardens, FL) for P•••••••• C•••••• M••••••••• on the same dayJul 3, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 484-572-0500reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/persimmon-capital-management-l.preportedpublic record, Form ADV, Sep 18, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 484-572-0500reportedpublic record, Form ADV, Mar 6, 2026
- Contact form
- p•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- p•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026