DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•• A••••••• S•••••••• L••
Latest filing May 7, 2026
First filing on the tape Apr 21, 2025 · 8 filings
SEC status approved since Mar 7, 2025
RAUM
$5.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$5.3M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$529,240
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$5.3M as of May 7, 2026
Apr 21, 2025$0 then
HNW client RAUM$0 as of Jan 16, 2026
Apr 21, 2025$0 then
State-registered IARs (5.B.3)9 as of May 7, 2026
Apr 21, 20251 then
Employees (5.A)9 as of May 7, 2026
Apr 21, 20251 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 9offices 0 to 7
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- $529,240derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $791derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 1.3derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +800%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $5.3MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$5.3M100%
- Individual clients
- 6,689reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6,689reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $5.3M sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=9.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• T••••• G••••• | New Albany, Oh | Sep 7, 2018 | 15 y | 0 |
| H•••••• M• A••Chartered Financial Consultant | Baton Rouge, La | Sep 7, 2018 | 25 y | 0 |
| R••••• A••••• N••• | Findlay, Oh | Sep 7, 2018 | 11 y | 0 |
| J•••• C•••• H•••Certified Financial Planner, Chartered Financial Consultant | Cincinnati, Oh | Sep 7, 2018 | 19 y | 0 |
| J•••• R••• S•••••••••Chartered Financial Consultant | Willoughby, Oh | Sep 10, 2018 | 18 y | 0 |
| P•••••• J• D••••• | Willoughby, Oh | Feb 5, 2019 | 16 y | 0 |
| A•••• N••••••• S••••••Chartered Financial Consultant | Columbus, Oh | Jan 14, 2021 | 25 y | 0 |
| G••••• C••••• C•••••••• | Independence, Oh | Apr 24, 2024 | 10 y | 0 |
| T•••• A••••• M••••••••• | Mishawaka, In | Oct 16, 2025 | 20 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 10% of current headcount1 left over 36 months
Left, latest
- D••••• C• C••••••• to P•••••••• S••••••••• I•••Apr 27, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- D••••• C• C••••••• from W•• B•••••••• S•••••••• I•••Jan 13, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• S••••••• A•••• · Assistant Treasurercontrolsince 03/2025 · owns less than 5%
- B•••••• T•••• D••• · Directorcontrolsince 03/2025 · owns less than 5%
- B••••••• J•••• H•••• · Directorcontrolsince 03/2025 · owns less than 5%
- F•••••• B•••••••• E••••• · Vice Presidentcontrolsince 03/2025 · owns less than 5%
- J••••••• J••• V•••••• · Vice President And Treasurercontrolsince 03/2025 · owns less than 5%
- L•••••••• M••••••• W•••••• · Presidentcontrolsince 03/2025 · owns less than 5%
- M•••••••• J•••• T•••• · Directorcontrolsince 03/2025 · owns less than 5%
- N•••••••• J•••••••• D•••• · Directorcontrolsince 03/2025 · owns less than 5%
- R••••••• T••••• S• · Corporate Secretarycontrolsince 03/2026 · owns less than 5%
- R••••••••• D••••• A• · Directorcontrolsince 03/2025 · owns less than 5%
- S••••••• T••••••• S••••• · Vp, Chief Compliance Officercontrolsince 03/2025 · owns less than 5%
- S•••••••• S•••••• P••• · Vice Presidentcontrolsince 03/2025 · owns less than 5%
- W••••••• S••••• J••••• · Vice Presidentcontrolsince 03/2025 · owns less than 5%
Entity owners
- W•••••• • S••••••• F•••••••• · Parentdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnati, Oh · principal | 7 | 4 | 0 | ||
| Willoughby, Oh | 3 | 3 | 0 | ||
| Wilmington, Nc | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 6,689Jan 16, 2026 to Mar 31, 2026
- Advisory employees · 0 to 9Jan 16, 2026 to Mar 31, 2026
- BD registered reps · 1 to 9Jan 16, 2026 to Mar 31, 2026
- HNW clients · 0.0 to unsetJan 16, 2026 to Mar 31, 2026
- Individual clients · 0 to 6,689Jan 16, 2026 to Mar 31, 2026
- Employees · 1 to 9Jan 16, 2026 to Mar 31, 2026
- Insurance-licensed employees · 1 to 9Jan 16, 2026 to Mar 31, 2026
- Financial planning clients · 0 to 1-10Jan 16, 2026 to Mar 31, 2026
- State-registered IARs · 1 to 9Jan 16, 2026 to Mar 31, 2026
- Other offices · 4 to 7Jan 16, 2026 to Mar 31, 2026
- Discretionary RAUM · $0 to $5.3MJan 16, 2026 to Mar 31, 2026
- HNW RAUM · 0.0 to unsetJan 16, 2026 to Mar 31, 2026
- Individual RAUM · $0 to $5.3MJan 16, 2026 to Mar 31, 2026
- RAUM · $0 to $5.3MJan 16, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $0 to $5.3MJan 16, 2026 to Mar 31, 2026
- Other offices · 3 to 4Jul 15, 2025 to Dec 18, 2025
- Financial planning clients · 0 to 0Jun 2, 2025 to Jul 15, 2025
- Other offices · 0 to 3Apr 21, 2025 to May 22, 2025
Signals
1 dated events
- D••••• C• C••••••• left W•• A••••••• S•••••••• L•• for P•••••••• S••••••••• I••• (registered 2026-04-17)Apr 27, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- s••••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 917-765-3572reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/fabric-by-gerber-life/peoplereportedpublic record, Form ADV, Sep 19, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 513-361-7600reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Bank affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $529,240derivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026