DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

W••••• S••••• A•••••••

Independent wealth managerSan Francisco, CaliforniaCRD 334760SEC 801-136787websiteIAPD
Legal name W••••• S••••• A••••••• L••
Latest filing Aug 17, 2026
First filing on the tape Jun 24, 2026 · 2 filings
SEC status approved since Jul 17, 2026
RAUM
$121M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
100%
$121M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$121M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$121M as of Aug 17, 2026
Jun 24, 2026$121M then
HNW client RAUM$117M as of Aug 17, 2026
Jun 24, 2026$117M then
State-registered IARs (5.B.3)1 as of Aug 17, 2026
Jun 24, 20261 then
Employees (5.A)2 as of Aug 17, 2026
Jun 24, 20262 then
Private funds: no history
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$121MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
51derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.6MderivedHNW RAUM over HNW clients
Average account
$649,135derivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$117M96%
  • Individuals$4.3M3.5%
Individual clients
6reported
HNW clients
45reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
187reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
A••••• I•••••••• C•••••••••Certified Financial Planner, Chartered Financial AnalystSan Francisco, CaMar 10, 202512 y4
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • C••••••••• A•••••• I•••••••• · Managing Member, Ccocontrol
      since 01/2025 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    a•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    415-300-0610reportedpublished by the firm, firm site, Sep 17, 2026
    Firm profile
    linkedin.com/company/wealthscriptadvisorsreportedpublic record, Form ADV, Sep 18, 2026
    Website
    m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    (415)300-0610reportedpublic record, Form ADV, Aug 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $121Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026