DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••••• L••••• A•••••••
Legal name K•••••• L••••• A••••••• C•••••••••
Latest filing Sep 8, 2026
First filing on the tape Mar 19, 2025 · 5 filings
SEC status approved since Mar 25, 2025
RAUM
$197M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$197M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$65.5M
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$197M as of Jan 9, 2026
Mar 19, 2025$0 then
HNW client RAUM$132M as of Jan 9, 2026
Jul 8, 2025$59.0M then
State-registered IARs (5.B.3)1 as of Jan 9, 2026
Mar 19, 20251 then
Employees (5.A)5 as of Jan 9, 2026
Mar 19, 20254 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $65.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 74derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $238,812derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $8.7M, 36 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$132M67%
- Individuals$64.3M33%
- Individual clients
- 154reported
- HNW clients
- 69reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 823reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.7M for 36 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••• A••••• L•••••••Certified Financial Planner, Chartered Financial Analyst | Minnetonka, Mn | Mar 26, 2025 | 25 y | 2 |
| B•••••• J••• M•••Certified Financial Planner | Minnetonka, Mn | Apr 6, 2026 | 26 y | 2 |
| A••••• A••••• L•••••••Certified Financial Planner | Minnetonka, Mn | Sep 6, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••••• J••• M••• from B••••••• W••••• P•••••••• L••Apr 6, 2026 · RIA to RIA
- A•••• A••••• L••••••• from G•• F•••••••• M••••••••• I•••Mar 26, 2025 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••••• A••••• A••••• · Ceo / Ccocontrolsince 12/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Minnetonka, Mn | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Jan 9, 2026 to Sep 8, 2026
- HQ city · to unsetJan 9, 2026 to Sep 8, 2026
- HQ state · to unsetJan 9, 2026 to Sep 8, 2026
- Succession · false to unsetJan 9, 2026 to Sep 8, 2026
- Accounts · 570 to 823Jul 8, 2025 to Jan 9, 2026
- HNW clients · 135 to 69Jul 8, 2025 to Jan 9, 2026
- Individual clients · 33 to 154Jul 8, 2025 to Jan 9, 2026
- Assets in custody · unset to 8718500.0Jul 8, 2025 to Jan 9, 2026
- Custody of client assets · false to trueJul 8, 2025 to Jan 9, 2026
- Employees · 4 to 5Jul 8, 2025 to Jan 9, 2026
- Discretionary RAUM · $117M to $197MJul 8, 2025 to Jan 9, 2026
- HNW RAUM · $59.0M to $132MJul 8, 2025 to Jan 9, 2026
- Individual RAUM · $58.0M to $64.3MJul 8, 2025 to Jan 9, 2026
- RAUM · $117M to $197MJul 8, 2025 to Jan 9, 2026
- Accounts · 0 to 570Jun 6, 2025 to Jul 8, 2025
- HNW clients · unset to 135.0Jun 6, 2025 to Jul 8, 2025
- Individual clients · unset to 33.0Jun 6, 2025 to Jul 8, 2025
- Financial planning clients · 0 to 0Jun 6, 2025 to Jul 8, 2025
- Discretionary RAUM · $0 to $117MJun 6, 2025 to Jul 8, 2025
- HNW RAUM · unset to 59000000.0Jun 6, 2025 to Jul 8, 2025
- Individual RAUM · unset to 58000000.0Jun 6, 2025 to Jul 8, 2025
- RAUM · $0 to $117MJun 6, 2025 to Jul 8, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 952-697-2225reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (952) 697-2225reportedpublic record, Form ADV, Sep 8, 2026
- Contact form
- KINGDOMLEGACYADV.COM/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026