DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
B••••••• W••••• M•••••••••
Latest filing Jul 22, 2025
First filing on the tape Feb 28, 2025 · 3 filings
SEC status 120-day approval since Feb 28, 2025
RAUM
$24.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$24.6M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$4.9M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$24.6M as of Jul 22, 2025
Feb 28, 2025$0 then
HNW client RAUM$14.2M as of Jul 22, 2025
Jun 17, 2025$14.2M then
State-registered IARs (5.B.3)3 as of Jul 22, 2025
Feb 28, 20251 then
Employees (5.A)4 as of Jul 22, 2025
Feb 28, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 22, 2025; every figure names its basis
- RAUM per advisor
- $4.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 17derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $206,891derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$14.2M58%
- Individuals$10.4M42%
- Individual clients
- 77reported
- HNW clients
- 6reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 119reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• M••••• S••••• | Costa Mesa, Ca | Feb 28, 2025 | 12 y | 6 |
| J••••• T•••• E••• | Costa Mesa, Ca | Mar 5, 2025 | 10 y | 4 |
| M• P• N••••• | Costa Mesa, Ca | May 12, 2025 | 13 y | 1 |
| K•••••• M•••• S••••• | Costa Mesa, Ca | Sep 19, 2025 | 10 y | 0 |
| C••••••••• F••• | Costa Mesa, Ca | Mar 12, 2026 | 12 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• F••• from O•••• W•••••• I•••Mar 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- M• P• N••••• from W•••• F•••• A•••••••May 12, 2025 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J••••• T•••• E••• from E•••••••• A•••••••• L••Mar 5, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- E••••• M••••• S••••• from L•• E••••••••• L••Feb 28, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Costa Mesa, Ca · principal | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 1 to 3Jun 17, 2025 to Jul 22, 2025
- Advisory activities · 3 to 4Jun 17, 2025 to Jul 22, 2025
- Employees · 2 to 4Jun 17, 2025 to Jul 22, 2025
- State-registered IARs · 1 to 3Jun 17, 2025 to Jul 22, 2025
- Accounts · 0 to 119Feb 28, 2025 to Jun 17, 2025
- HNW clients · unset to 6.0Feb 28, 2025 to Jun 17, 2025
- Individual clients · unset to 77.0Feb 28, 2025 to Jun 17, 2025
- Discretionary RAUM · $0 to $24.6MFeb 28, 2025 to Jun 17, 2025
- HNW RAUM · unset to 14200000.0Feb 28, 2025 to Jun 17, 2025
- Individual RAUM · unset to 10420000.0Feb 28, 2025 to Jun 17, 2025
- RAUM · $0 to $24.6MFeb 28, 2025 to Jun 17, 2025
Signals
1 dated events
- B••••••• W••••• M••••••••• no longer on the SEC adviser roster (last listed 2025-08-01, RAUM $24.6M)Sep 2, 2025 · Left the SEC roster · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/braypark-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B•••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $4.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026