DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• A•••••••
Legal name B••••• A••••••• H•••••••• L••
Latest filing Jun 4, 2026
First filing on the tape May 5, 2025 · 6 filings
SEC status approved since Jun 4, 2025
RAUM
$460M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
100%
$457M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$115M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$460M as of Jun 4, 2026
May 5, 2025$0 then
HNW client RAUM$452M as of Jun 4, 2026
Sep 25, 2025$106M then
State-registered IARs (5.B.3)4 as of Jun 4, 2026
May 5, 20253 then
Employees (5.A)4 as of Jun 4, 2026
May 5, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 15derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.6MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $459MreportedItem 5.I
- Custody
- $22.6M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$452M98%
- Individuals$5.2M1.1%
- Corporations and businesses$2.2M0.5%
- Individual clients
- 21reported
- HNW clients
- 39reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 222reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $21.7M sponsored, $0 managedreported
- Custody of client assets
- $22.6M for 12 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• I•••••• C••••••• | Austin, Tx | Sep 16, 2025 | 20 y | 1 |
| M•••••• C••• | Austin, Tx | Sep 16, 2025 | 11 y | 1 |
| H•••••• G••••• B•••Certified Financial Planner | Austin, Tx | Sep 16, 2025 | 25 y | 7 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- H•••••• G••••• B••• from C••••• F••••• O••••• L••Sep 16, 2025 · RIA to a newly registered adviser
- J••• I•••••• C••••••• from C••••• F••••• O••••• L••Sep 16, 2025 · RIA to a newly registered adviser
- M•••••• C••• from C••••• F••••• O••••• L••Sep 16, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from C••••• F••••• O••••• L••Sep 16, 2025 · Austin, Tx · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• H••••••• G••••• · Founding Partnercontrolsince 04/2025 · owns 25% to 50%
- C•••• M•••••• · Chief Financial Officercontrolsince 04/2025 · owns 25% to 50%
- C•••••••• J•••• I•••••• · Chief Investment Officercontrolsince 04/2025 · owns 25% to 50%
- S•••• A•••••• J• · Chief Compliance Officercontrolsince 11/2025 · owns less than 5%
Entity owners
- C••••••• 4• L•• · Ownerdirect · owns 25% to 50%
- G••••••• L•• · Ownerdirect · owns 25% to 50%
- J•••• H•••••••• L•• · Ownerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Jun 4, 2026HNW RAUM per HNW client of $11,595,035 against a peer median of $2,404,040 (4940 comparable advisers, 100.0th percentile, 6.2 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 117 to 222Sep 25, 2025 to Mar 31, 2026
- Advisory employees · 3 to 4Sep 25, 2025 to Mar 31, 2026
- Charity clients · unset to 0.0Sep 25, 2025 to Mar 31, 2026
- Corporate clients · 4 to 2Sep 25, 2025 to Mar 31, 2026
- HNW clients · 14 to 39Sep 25, 2025 to Mar 31, 2026
- Individual clients · 28 to 21Sep 25, 2025 to Mar 31, 2026
- Pension plan clients · unset to 0.0Sep 25, 2025 to Mar 31, 2026
- Pooled vehicle clients · unset to 0.0Sep 25, 2025 to Mar 31, 2026
- Assets in custody · unset to 22551001.0Sep 25, 2025 to Mar 31, 2026
- Custody of client assets · false to trueSep 25, 2025 to Mar 31, 2026
- Other offices · 4 to 1Sep 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $240M to $409MSep 25, 2025 to Mar 31, 2026
- HNW RAUM · $106M to $452MSep 25, 2025 to Mar 31, 2026
- Individual RAUM · $102M to $5.2MSep 25, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $17.1M to $50.6MSep 25, 2025 to Mar 31, 2026
- Pension RAUM · unset to 0.0Sep 25, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · unset to 0.0Sep 25, 2025 to Mar 31, 2026
- RAUM · $257M to $460MSep 25, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $0 to $21.7MSep 25, 2025 to Mar 31, 2026
- Accounts · 0 to 117Aug 20, 2025 to Sep 25, 2025
- Corporate clients · unset to 4.0Aug 20, 2025 to Sep 25, 2025
- HNW clients · unset to 14.0Aug 20, 2025 to Sep 25, 2025
- Individual clients · unset to 28.0Aug 20, 2025 to Sep 25, 2025
- Employees · 3 to 4Aug 20, 2025 to Sep 25, 2025
- Financial planning clients · 0 to 0Aug 20, 2025 to Sep 25, 2025
- State-registered IARs · 3 to 4Aug 20, 2025 to Sep 25, 2025
- Discretionary RAUM · $0 to $240MAug 20, 2025 to Sep 25, 2025
- HNW RAUM · unset to 105692644.0Aug 20, 2025 to Sep 25, 2025
- Individual RAUM · unset to 101994052.0Aug 20, 2025 to Sep 25, 2025
- Non-discretionary RAUM · $0 to $17.1MAug 20, 2025 to Sep 25, 2025
- RAUM · $0 to $257MAug 20, 2025 to Sep 25, 2025
Signals
2 dated events
- B••••• A••••••• reported RAUM $459.6M, up 79% from $256.7M (2025-09-25 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- C••••• F••••• O••••• L••'s advisors moved to B••••• A••••••• (Austin, TX): 3 of 6 registered, on the same daySep 16, 2025 · Firm absorbed (people side) · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-612-4884reportedpublic record, Form ADV, Jun 4, 2026
- Contact form
- BEACON-ADV.COM/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $115Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026