DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••••• G••••• B•••

B••••• A•••••••independent RIAAustin, TxIA-onlyIAPD 2095185

Certified Financial Planner

Feed of 09/14/2026

Also filed as H G••••• B•••

At current firm

1 y

since Sep 16, 2025

In the industry

25 y

since Nov 10, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••• A••••••• independent RIA current
since Sep 16, 2025 · Austin, Tx
C••••• F••••• O••••• L•• independent RIA
Aug 15, 2019 to Sep 16, 2025 · Austin, Tx
J••• M••••• S••••••••• L•• wirehouse
Dec 17, 2010 to May 15, 2012 · Austin, Tx
W•••• F•••• I••••••••• L•• unclassified
Feb 22, 2010 to Dec 14, 2010 · Austin, Tx
W•••• F•••• A••••••• wirehouse
May 13, 2009 to Feb 23, 2010 · Austin, Tx
H•••••• P•••• O••••• L•• former
Sep 27, 2005 to Mar 9, 2007 · Lakeway, Tx
K• C•••••• M••••••••• L••• independent RIA
Nov 1, 2004 to Jun 29, 2005 · Austin, Tx
F••••••••• A•••••••• L••• unclassified
Oct 11, 2002 to Dec 31, 2004 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

C••••• F••••• O••••• L•• to B••••• A•••••••
left Sep 16, 2025, registered Sep 16, 2025 (0 days) · RIA to a newly registered adviser · moved with a team
J••• M••••• S••••••••• L•• to C••••• F••••• O••••• L••
left May 15, 2012, registered Aug 15, 2019 (2648 days) · Wirehouse to independent RIA
W•••• F•••• I••••••••• L•• to J••• M••••• S••••••••• L••
left Dec 14, 2010, registered Dec 17, 2010 (3 days) · Other
W•••• F•••• A••••••• to W•••• F•••• I••••••••• L••
left Feb 23, 2010, registered Feb 22, 2010 (-1 days) · Other
H•••••• P•••• O••••• L•• to W•••• F•••• A•••••••
left Mar 9, 2007, registered May 13, 2009 (796 days) · Other
K• C•••••• M••••••••• L••• to H•••••• P•••• O••••• L••
left Jun 29, 2005, registered Sep 27, 2005 (90 days) · Other
F••••••••• A•••••••• L••• to K• C•••••• M••••••••• L•••
left Dec 31, 2004, registered Nov 1, 2004 (-60 days) · Other

Signals

H•••••• G••••• B••• left C••••• F••••• O••••• L•• for B••••• A••••••• (registered 2025-09-16)
Sep 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address