DFX Intelligence

RIA Intelligence

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SEC-registered adviser

M••••• W•••••• L••

Independent wealth managerMontgomery, AlabamaCRD 335291SEC 801-132676website IAPD

Latest filing Jul 22, 2026

First filing on the tape May 1, 2025 · 8 filings

SEC status approved since Apr 30, 2025

RAUM

$1.0B

reported, Item 5.F

Discretionary

87%

of RAUM

Private clients

62%

$646M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$209M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM$1.0B as of Jul 22, 2026

May 1, 2025$0 then

HNW client RAUM$595M as of Jul 22, 2026

Aug 28, 2025$598M then

State-registered IARs (5.B.3)5 as of Jul 22, 2026

May 1, 20255 then

Employees (5.A)6 as of Jul 22, 2026

May 1, 20255 then

Private funds: no history

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of Jul 22, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $209MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 57derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.7MderivedHNW RAUM over HNW clients
Average account: $970,499derivedRAUM over accounts (5.F.2.f)
Discretionary: 87%derivedof RAUM
Institutional: 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.2derivedItem 5.A over advisors
Advisors per office: 5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program: $913MreportedItem 5.I
Custody: $258M, 152 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$595M57%
Corporations and businesses$244M23%
Pension and profit-sharing plans$132M13%
Individuals$51.1M4.9%
Charitable organizations$23.1M2.2%

Individual clients: 159reported
HNW clients: 127reported
Pension plan clients: 12reported
Charitable clients: 8reported
Accounts: 1,077reported
Financial planning clients: 0reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $258M for 152 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.62 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=1.0derived

Advisors registered through the firm

5 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
E•••• L••••• F••••••	Montgomery, Al	May 30, 2025	14 y	6
D••••• G•••• H•••••••	Montgomery, Al	May 30, 2025	9 y	2
M•••••• B•••• M•••••Certified Financial Planner	Montgomery, Al	Jun 2, 2025	18 y	2
R•••••• H••••••• B••••Certified Financial Planner	Montgomery, Al	Jun 2, 2025	12 y	3
A••• M••••• R•••••Chartered Financial Analyst	Montgomery, Al	Jun 2, 2025	21 y	1

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

M•••••• B•••• M••••• from S•••••••• A•••••••• L••
Jun 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
R•••••• H••••••• B•••• from S•••••••• A•••••••• L••
Jun 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
A••• M••••• R••••• from S•••••••• A•••••••• L••
Jun 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
E•••• L••••• F•••••• from S•••••••• A•••••••• L••
May 30, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
D••••• G•••• H••••••• from S•••••••• A•••••••• L••
May 30, 2025 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

5 joined from S•••••••• A•••••••• L••
Oct 1, 2025 · Montgomery, Al

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

M•••••• M••••••• B•••• · Partner/ Chief Executive Officer (Managing Member) Chief Compliance Officercontrol
since 03/2025 · owns 50% to 75%
R•••••• A•••• M••••• · Partner / Chief Investment Officercontrol
since 03/2025 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Montgomery, Al · principal	5	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 1,080 to 1,077
Oct 31, 2025 to Mar 6, 2026
Advisory activities · 4 to 5
Oct 31, 2025 to Mar 6, 2026
HNW clients · 121 to 127
Oct 31, 2025 to Mar 6, 2026
Individual clients · 150 to 159
Oct 31, 2025 to Mar 6, 2026
Pension plan clients · unset to 12.0
Oct 31, 2025 to Mar 6, 2026
Assets in custody · unset to 257755137.0
Oct 31, 2025 to Mar 6, 2026
Custody of client assets · false to true
Oct 31, 2025 to Mar 6, 2026
Employees · 5 to 6
Oct 31, 2025 to Mar 6, 2026
Discretionary RAUM · $869M to $913M
Oct 31, 2025 to Mar 6, 2026
HNW RAUM · $598M to $595M
Oct 31, 2025 to Mar 6, 2026
Individual RAUM · $45.1M to $51.1M
Oct 31, 2025 to Mar 6, 2026
Non-discretionary RAUM · $25.2M to $132M
Oct 31, 2025 to Mar 6, 2026
Pension RAUM · $786,473 to $132M
Oct 31, 2025 to Mar 6, 2026
RAUM · $895M to $1.0B
Oct 31, 2025 to Mar 6, 2026
BD registered reps · 4 to 1
Aug 28, 2025 to Oct 31, 2025
Financial planning clients · 0 to 0
Aug 28, 2025 to Oct 31, 2025
Accounts · 0 to 1,080
Jun 6, 2025 to Aug 28, 2025
Advisory activities · 3 to 4
Jun 6, 2025 to Aug 28, 2025
Charity clients · unset to 8.0
Jun 6, 2025 to Aug 28, 2025
Corporate clients · unset to 8.0
Jun 6, 2025 to Aug 28, 2025
HNW clients · unset to 121.0
Jun 6, 2025 to Aug 28, 2025
Individual clients · unset to 150.0
Jun 6, 2025 to Aug 28, 2025
Discretionary RAUM · $0 to $869M
Jun 6, 2025 to Aug 28, 2025
HNW RAUM · unset to 597809036.0
Jun 6, 2025 to Aug 28, 2025
Individual RAUM · unset to 45063401.0
Jun 6, 2025 to Aug 28, 2025
Non-discretionary RAUM · $0 to $25.2M
Jun 6, 2025 to Aug 28, 2025
Pension RAUM · unset to 786473.0
Jun 6, 2025 to Aug 28, 2025
RAUM · $0 to $895M
Jun 6, 2025 to Aug 28, 2025
Wrap assets (manager) · unset to 0.0
Jun 6, 2025 to Aug 28, 2025
Wrap assets (sponsor) · unset to 0.0
Jun 6, 2025 to Aug 28, 2025

Signals

1 dated events

5 advisors left S•••••••• A•••••••• L•• (Montgomery, AL) for M••••• W•••••• L•• on the same day
Oct 1, 2025 · Team lift-out · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 334-679-4802reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 334-679-4800reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 334-679-4801reportedpublished by the firm, firm site, Sep 15, 2026
Website: marblewealth.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (334) 679-4800reportedpublic record, Form ADV, Jul 22, 2026
Contact form: marblewealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page: marblewealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $209Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026