DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Connective Wealth Partners, LLC

Independent wealth managerCRD 335624SEC 801-132738websiteIAPD
Latest filing Sep 8, 2026
First filing on the tape May 22, 2025 · 9 filings
SEC status approved since May 7, 2025
RAUM
$77.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$77.6M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$7.8M
derived; firm RAUM over IAPD count
Employees
13
10 advisory (5.B.1)
Offices
12
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$77.6M as of Apr 30, 2026
May 22, 2025$0 then
HNW client RAUM$39.0M as of Apr 30, 2026
Nov 18, 2025$3.2M then
State-registered IARs (5.B.3)10 as of Apr 30, 2026
May 22, 20257 then
Employees (5.A)12 as of Apr 30, 2026
May 22, 202511 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$7.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
32derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$7.8MderivedHNW RAUM over HNW clients
Average account
$125,311derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
0.8derived13 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$39.0M50%
  • Individuals$38.6M50%
Individual clients
311reported
HNW clients
5reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
619reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Kadri Claude AugustinFarmingdale, NyMay 22, 202510 y1
Andrew Thomas NigrelliWeston, Ma May 29, 202523 y7
Garrett Dean FaulconerFarmingdale, Ny Jun 2, 202514 y1
Tina HangAstoria, Ny Jun 2, 202510 y1
Jill Christine WagnerFarmingdale, Ny Jul 29, 202514 y1
Joy Zilan LiuSneads Ferry, Nc Jul 29, 202511 y1
William Alexander UllmanBrooklyn, Ny Nov 19, 202511 y2
Nicole Miriam LapinLos Angeles, Ca Dec 24, 202514 y0
Adam AksamitJersey City, Nj Aug 18, 202610 y0
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 10% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Thomas Andrew Nigrelli · Presidentcontrol
      since 04/2025 · owns less than 5%
    • Harris Ian Rosen · Chief Executive Officercontrol
      since 05/2025 · owns less than 5%
    • Michael Christopher Mortara · Chief Compliance Officer
      since 10/2025 · owns less than 5%
    Entity owners
    • Connective Technologies LLC · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Farmingdale, Ny1040
    Hackensack, Nj001
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • BD registered reps · 0 to 1
      Apr 30, 2026 to Sep 8, 2026
    • Employees · 12 to 13
      Apr 30, 2026 to Sep 8, 2026
    • Financial planning clients · 251-500 to 251-500
      Apr 30, 2026 to Sep 8, 2026
    • HQ city · to unset
      Apr 30, 2026 to Sep 8, 2026
    • HQ state · to unset
      Apr 30, 2026 to Sep 8, 2026
    • Other offices · 10 to 12
      Apr 30, 2026 to Sep 8, 2026
    • Succession · false to unset
      Apr 30, 2026 to Sep 8, 2026
    • HQ city · NEW YORK to
      Mar 27, 2026 to Apr 30, 2026
    • HQ state · NY to
      Mar 27, 2026 to Apr 30, 2026
    • Accounts · 576 to 619
      Jan 26, 2026 to Mar 27, 2026
    • HNW clients · unset to 5.0
      Jan 26, 2026 to Mar 27, 2026
    • Individual clients · 292 to 311
      Jan 26, 2026 to Mar 27, 2026
    • Employees · 16 to 12
      Jan 26, 2026 to Mar 27, 2026
    • Financial planning clients · More than 500 to 251-500
      Jan 26, 2026 to Mar 27, 2026
    • Other offices · 6 to 10
      Jan 26, 2026 to Mar 27, 2026
    • Discretionary RAUM · $36.7M to $77.6M
      Jan 26, 2026 to Mar 27, 2026
    • HNW RAUM · $3.2M to $39.0M
      Jan 26, 2026 to Mar 27, 2026
    • Individual RAUM · $33.5M to $38.6M
      Jan 26, 2026 to Mar 27, 2026
    • RAUM · $36.7M to $77.6M
      Jan 26, 2026 to Mar 27, 2026
    • Other offices · 5 to 6
      Nov 18, 2025 to Dec 26, 2025
    • Advisory employees · 7 to 10
      Nov 18, 2025 to Dec 26, 2025
    • Employees · 11 to 16
      Nov 18, 2025 to Dec 26, 2025
    • State-registered IARs · 7 to 10
      Nov 18, 2025 to Dec 26, 2025
    • Accounts · 0 to 576
      Jul 29, 2025 to Nov 18, 2025
    • Individual clients · unset to 292.0
      Jul 29, 2025 to Nov 18, 2025
    • Financial planning clients · 0 to More than 500
      Jul 29, 2025 to Nov 18, 2025
    • Discretionary RAUM · $0 to $36.7M
      Jul 29, 2025 to Nov 18, 2025
    • HNW RAUM · unset to 3206678.0
      Jul 29, 2025 to Nov 18, 2025
    • Individual RAUM · unset to 33450178.0
      Jul 29, 2025 to Nov 18, 2025
    • RAUM · $0 to $36.7M
      Jul 29, 2025 to Nov 18, 2025
    • Other offices · 4 to 5
      May 22, 2025 to Jun 3, 2025
    Signals
    2 dated events
    • Erika Moromisato left Connective Wealth Partners, Llc for Brooklyn Fi, Llc (registered 2026-07-30)
      Jul 10, 2026 · Advisor changed firm · fact
    • FG Advisory Services, LLC.'s advisors moved to Connective Wealth Partners, LLC (New York, NY): 4 of 6 registered, on the same day
      Aug 19, 2025 · Firm absorbed (people side) · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    917-997-1390reportedpublished by the firm, firm site, Sep 15, 2026
    Website
    connectivewealth.aireportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    (603) 498-1854reportedpublic record, Form ADV, Sep 8, 2026
    Team page
    financialgym.com/about/teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $7.8Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026