DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• F•• L••
Latest filing Sep 3, 2026
First filing on the tape Mar 19, 2021 · 32 filings
SEC status approved since Apr 19, 2021
RAUM
$563M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$563M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$37.5M
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
16
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$563M as of Jun 23, 2026
Feb 16, 2022$128M then
HNW client RAUM$353M as of Jun 23, 2026
Feb 16, 2022$104M then
State-registered IARs (5.B.3)10 as of Jun 23, 2026
Feb 16, 20229 then
Employees (5.A)10 as of Jun 23, 2026
Feb 16, 202210 then
Private funds: no history
RAUM +65% over the last fiscal year+55% a year over threeIARs 10 to 10offices 0 to 16
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $37.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 0.9derived17 offices incl. principal (1.F.5)
- RAUM growth, one year
- +65%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +26%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $422M, 258 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$353M63%
- Individuals$210M37%
- Individual clients
- 302reported
- HNW clients
- 71reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 373reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $422M for 258 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• A•••• | B•••••••, Ny | Jun 29, 2021 | 10 y | 0 |
| S•••• P••• M••••Certified Financial Planner | B•••••••, Ny | Jun 29, 2021 | 16 y | 0 |
| J••• T•••••• F•••••• O••••Certified Financial Planner | Lancaster, Pa | Jun 30, 2021 | 18 y | 1 |
| C•••••• F•••••••Certified Financial Planner | Perrineville, Nj | Mar 9, 2022 | 12 y | 0 |
| E••••• V• Z••••••••Certified Financial Planner | Philadelphia, Pa | Nov 14, 2022 | 11 y | 3 |
| K••• S•••• S•••••••Certified Financial Planner | Bloomington, Mn | Apr 20, 2023 | 10 y | 1 |
| M•••••• J••• T••••• | Lewis Center, Oh | Oct 10, 2023 | 12 y | 0 |
| G••• L•••••Certified Financial Planner | Glasgow, Mt | Jul 2, 2024 | 11 y | 1 |
| C•••••• R••• K•••••Certified Financial Planner | B•••••••, Ny | Jun 6, 2025 | 10 y | 1 |
| J••••••••• W•••••••Certified Financial Planner | B•••••••, Ny | Feb 9, 2026 | 10 y | 1 |
| J••••• A••••• B•••••• | B•••••••, Ny | Jun 23, 2026 | 10 y | 2 |
| E•••• M••••••••• | Hackensack, Nj | Jul 30, 2026 | 14 y | 2 |
| A••• N•• B•••Certified Financial Planner | Denver, Co | Aug 5, 2026 | 12 y | 3 |
| S••••• A••• C••••••• | Propser, Tx | Sep 3, 2026 | 14 y | 1 |
| J•••••• D••••• | Atlanta, Ga | Sep 4, 2026 | 10 y | 1 |
Advisor movement
1 left, 6 joined in 12 months
net +5 in 12 months0 left in 90 days5 joined in 90 daysdeparture rate 6.7% of current headcount1 left over 36 months
Left, latest
- J•••• W•••••• T••••• M••••••• to H••• P•••••••Apr 21, 2026 · RIA to a state-registered adviser
- B•••• P•••• W•••••• to S•••• A••••••• L••••••Jul 20, 2023 · Other
- M••• A•••• S••••••• to R•••• A•••••••• L••May 25, 2023 · Other
- J•••• J•••• H•••••• to L•••• W••••• P••••••• L••Jan 18, 2023 · RIA to a state-registered adviser
- H••••• M•••• L•••••• to R••• F•••••••• P•••••••Nov 18, 2022 · RIA to RIA
- K•••••• E•••••••• M••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 18, 2022 · RIA to affiliated broker-dealer or bank
- R••• L••••••• F•••••• to F••••Sep 12, 2022 · RIA to RIA
- A••••• M••••••• A••••••• to L••••••• P•••••• A•••• M••••••••• L••Apr 14, 2022 · RIA to RIA
Joined, latest
- J•••••• D••••• from L•••Sep 4, 2026 · RIA to RIA
- S••••• A••• C••••••• from F••••• I•••••••••Sep 3, 2026 · RIA to RIA
- A••• N•• B••• from J•• W••••• M••••••••• L••Aug 5, 2026 · RIA to RIA
- E•••• M••••••••• from C••••••••• W••••• P•••••••• L••Jul 30, 2026 · RIA to RIA
- J••••• A••••• B•••••• from A• W••••• M••••••••• L••Jun 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- J••••••••• W••••••• from A••••• W••••• P•••••••Feb 9, 2026 · RIA to RIA
- C•••••• R••• K••••• from F••••• W••••• P•••••••• I•••Jun 6, 2025 · RIA to RIA
- G••• L••••• from P••••••••• P••••••• A•• I•••••••••Jul 2, 2024 · Other
- J•••• W•••••• T••••• M••••••• from B••••••• J•••• L••Jun 1, 2023 · RIA to RIA
- K••• S•••• S••••••• from B•••• W••••• A••••••••• L••Apr 20, 2023 · RIA to RIA
- E••••• V• Z•••••••• from G•••••• F•••••••• W••••• A•••••••• L••Nov 14, 2022 · Other
- B•••• P•••• W•••••• from M••••••Sep 15, 2022 · Affiliated broker-dealer or bank to independent RIA
- K•••••• E•••••••• M••••• from K•••••• C•••••• M•••••••••Feb 16, 2022 · RIA to RIA
- R••• L••••••• F•••••• from F••••Feb 16, 2022 · RIA to RIA
- H••••• M•••• L•••••• from P•••••••• • A••••••• I••Dec 9, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• A••• · Managing Membercontrolsince 08/2019 · owns 25% to 50%
- M••••• S••••• P••• · Managing Membercontrolsince 11/2017 · owns 25% to 50%
- O••••• J•••• T•••••• F•••••• · Member, Director Of Financial P•••••••, & Ccosince 08/2022 · owns 5% to 10%
Related persons
Schedule D 7.A
- M•••• T••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| B•••••••, Ny · principal | 15 | 6 | 0 | ||
| Long Beach, Ca | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 12, 2026RAUM (Item 5.F) moved from $341,488,503 to $563,098,081 (+65.0%) between the annual amendments of 2025-03-25 and 2026-03-12; the peer median change was +16.0% (1385 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 96% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Jun 23, 2026 to Sep 3, 2026
- Other offices · 11 to 16Jun 23, 2026 to Sep 3, 2026
- Succession · false to unsetJun 23, 2026 to Sep 3, 2026
- Other offices · 10 to 11May 13, 2026 to Jun 23, 2026
- Advisory employees · 12 to 10Mar 12, 2026 to May 13, 2026
- Employees · 12 to 10Mar 12, 2026 to May 13, 2026
- State-registered IARs · 12 to 10Mar 12, 2026 to May 13, 2026
- Other offices · 0 to 10Mar 12, 2026 to May 13, 2026
- Accounts · 295 to 373Jun 17, 2025 to Mar 12, 2026
- Advisory employees · 11 to 12Jun 17, 2025 to Mar 12, 2026
- HNW clients · 88 to 71Jun 17, 2025 to Mar 12, 2026
- Individual clients · 207 to 302Jun 17, 2025 to Mar 12, 2026
- Assets in custody · $19.2M to $422MJun 17, 2025 to Mar 12, 2026
- Employees · 11 to 12Jun 17, 2025 to Mar 12, 2026
- State-registered IARs · 11 to 12Jun 17, 2025 to Mar 12, 2026
- Discretionary RAUM · $341M to $563MJun 17, 2025 to Mar 12, 2026
- HNW RAUM · $260M to $353MJun 17, 2025 to Mar 12, 2026
- Individual RAUM · $81.1M to $210MJun 17, 2025 to Mar 12, 2026
- RAUM · $341M to $563MJun 17, 2025 to Mar 12, 2026
- Advisory employees · 10 to 11Mar 25, 2025 to Jun 17, 2025
- Employees · 10 to 11Mar 25, 2025 to Jun 17, 2025
- Financial planning clients · 251-500 to 251-500Mar 25, 2025 to Jun 17, 2025
- State-registered IARs · 10 to 11Mar 25, 2025 to Jun 17, 2025
- Accounts · 1,177 to 295Dec 19, 2024 to Mar 25, 2025
- HNW clients · 55 to 88Dec 19, 2024 to Mar 25, 2025
- Individual clients · 187 to 207Dec 19, 2024 to Mar 25, 2025
- Assets in custody · $3.0M to $19.2MDec 19, 2024 to Mar 25, 2025
- Discretionary RAUM · $228M to $341MDec 19, 2024 to Mar 25, 2025
- HNW RAUM · $160M to $260MDec 19, 2024 to Mar 25, 2025
- Individual RAUM · $67.7M to $81.1MDec 19, 2024 to Mar 25, 2025
- RAUM · $228M to $341MDec 19, 2024 to Mar 25, 2025
- Advisory employees · 9 to 10Apr 24, 2024 to Jul 2, 2024
- Employees · 9 to 10Apr 24, 2024 to Jul 2, 2024
- State-registered IARs · 9 to 10Apr 24, 2024 to Jul 2, 2024
- Advisory activities · 4 to 5Mar 14, 2024 to Apr 23, 2024
- Accounts · 910 to 1,177Dec 5, 2023 to Mar 14, 2024
- Advisory employees · 10 to 9Dec 5, 2023 to Mar 14, 2024
- HNW clients · 37 to 55Dec 5, 2023 to Mar 14, 2024
- Individual clients · 173 to 187Dec 5, 2023 to Mar 14, 2024
- Assets in custody · $12.6M to $3.0MDec 5, 2023 to Mar 14, 2024
Signals
13 dated events
- B••••••• F•• L•• reported 16 offices beyond its principal office, up from 11 (2026-06-23 to 2026-09-03)Sep 3, 2026 · Office count change · derived
- B••••••• F•• L•• reported 10 offices beyond its principal office, up from 0 (2026-03-12 to 2026-05-13)May 13, 2026 · Office count change · derived
- J•••• W•••••• T••••• M••••••• left B••••••• F•• L•• for H••• P••••••• (registered 2026-06-16)Apr 21, 2026 · Advisor changed firm · fact
- B••••••• F•• L•• reported RAUM $563.1M, up 65% from $341.5M (2025-06-17 to 2026-03-12)Mar 12, 2026 · RAUM change · derived
- B••••••• F•• L•• reported RAUM $341.5M, up 50% from $227.5M (2024-12-19 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- B•••• P•••• W•••••• left B••••••• F•• L•• for S•••• A••••••• L•••••• (registered 2023-08-04)Jul 20, 2023 · Advisor changed firm · fact
- M••• A•••• S••••••• left B••••••• F•• L•• for R•••• A•••••••• L•• (registered 2023-06-14)May 25, 2023 · Advisor changed firm · fact
- J•••• J•••• H•••••• left B••••••• F•• L•• for L•••• W••••• P••••••• L•• (registered 2025-12-04)Jan 18, 2023 · Advisor changed firm · fact
- H••••• M•••• L•••••• left B••••••• F•• L•• for R••• F•••••••• P••••••• (registered 2025-09-12)Nov 18, 2022 · Advisor changed firm · fact
- K•••••• E•••••••• M••••• left B••••••• F•• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-02-28)Nov 18, 2022 · Advisor changed firm · fact
- R••• L••••••• F•••••• left B••••••• F•• L•• for Facet (registered 2022-10-06)Sep 12, 2022 · Advisor changed firm · fact
- A••••• M••••••• A••••••• left B••••••• F•• L•• for L••••••• P•••••• A•••• M••••••••• L•• (registered 2025-03-24)Apr 14, 2022 · Advisor changed firm · fact
- B••••••• F•• L•• filed its initial SEC registration (Form ADV)Mar 19, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/brooklyn-fireportedpublic record, Form ADV, Sep 18, 2026
- Website
- ajayers.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (332) 296-1660reportedpublic record, Form ADV, Sep 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026