DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F•••••• A•••• M•••••••••
Legal name L••• Y••• L••• L•• D•• F•••••• A•••• M•••••••••
Latest filing Sep 9, 2026
First filing on the tape May 27, 2025 · 4 filings
SEC status approved since May 27, 2025
RAUM
$142M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$142M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$142M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$142M as of Jan 22, 2026
May 27, 2025$0 then
HNW client RAUM$73.0M as of Jan 22, 2026
May 27, 2025$0 then
State-registered IARs (5.B.3)0 as of Jan 22, 2026
May 27, 20250 then
Employees (5.A)2 as of Jan 22, 2026
May 27, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $142MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 420derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $338,095derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$73.0M51%
- Individuals$69.0M49%
- Individual clients
- 395reported
- HNW clients
- 25reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 420reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••••• B••••• M••••••••• | Spokane, Wa | Jun 13, 2025 | 19 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••••• B••••• M••••••••• from J•• • A••••••••• L••Jun 13, 2025 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• B••••••• B••••• · President, Managing Member, Chief Compliance Officercontrolsince 03/2025 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Jan 22, 2026 to Sep 9, 2026
- Related adviser · false to unsetJan 22, 2026 to Sep 9, 2026
- Related bank · false to unsetJan 22, 2026 to Sep 9, 2026
- Related broker-dealer · false to unsetJan 22, 2026 to Sep 9, 2026
- Related insurance company · false to unsetJan 22, 2026 to Sep 9, 2026
- Succession · false to unsetJan 22, 2026 to Sep 9, 2026
- Accounts · 370 to 420Aug 7, 2025 to Jan 22, 2026
- Individual clients · 345 to 395Aug 7, 2025 to Jan 22, 2026
- Discretionary RAUM · $128M to $142MAug 7, 2025 to Jan 22, 2026
- HNW RAUM · $66.3M to $73.0MAug 7, 2025 to Jan 22, 2026
- Individual RAUM · $61.3M to $69.0MAug 7, 2025 to Jan 22, 2026
- RAUM · $128M to $142MAug 7, 2025 to Jan 22, 2026
- Accounts · 0 to 370May 27, 2025 to Aug 7, 2025
- HNW clients · unset to 25.0May 27, 2025 to Aug 7, 2025
- Individual clients · 0 to 345May 27, 2025 to Aug 7, 2025
- Financial planning clients · 0 to 0May 27, 2025 to Aug 7, 2025
- Discretionary RAUM · $0 to $128MMay 27, 2025 to Aug 7, 2025
- HNW RAUM · $0 to $66.3MMay 27, 2025 to Aug 7, 2025
- Individual RAUM · $0 to $61.3MMay 27, 2025 to Aug 7, 2025
- RAUM · $0 to $128MMay 27, 2025 to Aug 7, 2025
- Related adviser · true to falseMay 27, 2025 to Aug 7, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- team@freedomasset.netreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- marina@freedomasset.netreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 509-496-2890reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 509-606-6676reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- freedomasset.netreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 5096066676reportedpublic record, Form ADV, Sep 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $142Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026