DFX Intelligence
RIA Intelligence
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SEC-registered adviser
V•••• D•••••• A•••• M••••••••• I•••
Latest filing Apr 1, 2026
First filing on the tape May 2, 2025 · 2 filings
SEC status approved since Jun 2, 2025
RAUM
$9.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
56%
$5.3M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$9.4M as of Apr 1, 2026
May 2, 2025$9.9M then
HNW client RAUM$5.3M as of Apr 1, 2026
May 2, 2025$6.1M then
State-registered IARs (5.B.3)0 as of Apr 1, 2026
May 2, 20250 then
Employees (5.A)8 as of Apr 1, 2026
May 2, 20258 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $164,375derivedHNW RAUM over HNW clients
- Average account
- $286,061derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.3M56%
- Pooled investment vehicles$4.2M44%
- Individual clients
- n/areported
- HNW clients
- 32reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 33reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.56 fund_share=0.44 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••• Z•• · Director & Chief Compliance Officercontrolsince 02/2026 · owns less than 5%
- C••• J•••••• · Director, Chairmancontrolsince 07/2023 · owns less than 5%
- J••••• H•• L••• · Director, Chief Investment Officer, Chief Executive Officercontrolsince 03/2025 · owns less than 5%
- W•••• Z•••• · Chief Financial Officersince 07/2023 · owns less than 5%
Entity owners
- V•••••• G••••• H••••••• I••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Apr 1, 2026custody of client assets (Item 9.A): yes on the filing of 2025-05-02, no on the filing of 2026-04-01peers: independent wealth managers, under $100M (707)
What changed
consecutive filings, newest first
- Accounts · 44 to 33May 2, 2025 to Apr 1, 2026
- HNW clients · 43 to 32May 2, 2025 to Apr 1, 2026
- Assets in custody · $9.9M to $0May 2, 2025 to Apr 1, 2026
- Custody of client assets · true to falseMay 2, 2025 to Apr 1, 2026
- Discretionary RAUM · $9.9M to $9.4MMay 2, 2025 to Apr 1, 2026
- HNW RAUM · $6.1M to $5.3MMay 2, 2025 to Apr 1, 2026
- Pooled vehicle RAUM · $3.8M to $4.2MMay 2, 2025 to Apr 1, 2026
- RAUM · $9.9M to $9.4MMay 2, 2025 to Apr 1, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/virgo-asset-managementreportedpublic record, Form ADV, Sep 21, 2026
- Website
- v•••.v••••.coreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 416-629-8538reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026