DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lyons Capital Group
Legal name Lyons Capital Group, LLC
Latest filing Aug 7, 2026
First filing on the tape May 15, 2025 · 6 filings
SEC status approved since May 14, 2025
RAUM
$166M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
97%
$161M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$55.3M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$166M as of Aug 7, 2026
May 15, 2025$0 then
HNW client RAUM$114M as of Aug 7, 2026
Aug 19, 2025$108M then
State-registered IARs (5.B.3)2 as of Aug 7, 2026
May 15, 20252 then
Employees (5.A)6 as of Aug 7, 2026
May 15, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $55.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 96derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $245,107derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $18.1M, 56 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$114M68%
- Individuals$47.6M29%
- Charitable organizations$3.1M1.9%
- Corporations and businesses$1.5M0.9%
- Pension and profit-sharing plans$217,9090.1%
- Individual clients
- 225reported
- HNW clients
- 62reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 677reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18.1M for 56 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Edward LyonsCertified Financial Planner | Shreveport, La | May 19, 2025 | 15 y | 2 |
| Jonathan Edward TerryCertified Financial Planner | Shreveport, La | May 19, 2025 | 13 y | 1 |
| Cole Mckenzie Smith | Shreveport, La | Jun 17, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jeffrey Edward Lyons from Raymond James & Associates, Inc.May 19, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Jonathan Edward Terry from Raymond James & Associates, Inc.May 19, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Raymond James & Associates, Inc.May 16, 2025 · Shreveport, La
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott Lonny Elfenbein · Chief Compliance Officersince 03/2025 · owns less than 5%
- Edward Jeffrey Lyons · Presidentsince 05/2025 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Shreveport, La · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Aug 7, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 615 to 677Aug 19, 2025 to Feb 12, 2026
- BD registered reps · 2 to 3Aug 19, 2025 to Feb 12, 2026
- HNW clients · 61 to 62Aug 19, 2025 to Feb 12, 2026
- Individual clients · 212 to 225Aug 19, 2025 to Feb 12, 2026
- Assets in custody · unset to 18069440.0Aug 19, 2025 to Feb 12, 2026
- Custody of client assets · false to trueAug 19, 2025 to Feb 12, 2026
- Financial planning clients · 0 to 251-500Aug 19, 2025 to Feb 12, 2026
- Discretionary RAUM · $150M to $0Aug 19, 2025 to Feb 12, 2026
- HNW RAUM · $108M to $114MAug 19, 2025 to Feb 12, 2026
- Individual RAUM · $38.1M to $47.6MAug 19, 2025 to Feb 12, 2026
- Non-discretionary RAUM · $0 to $166MAug 19, 2025 to Feb 12, 2026
- Pension RAUM · unset to 217909.0Aug 19, 2025 to Feb 12, 2026
- RAUM · $150M to $166MAug 19, 2025 to Feb 12, 2026
- Accounts · 0 to 615Jun 30, 2025 to Aug 19, 2025
- HNW clients · unset to 61.0Jun 30, 2025 to Aug 19, 2025
- Individual clients · unset to 212.0Jun 30, 2025 to Aug 19, 2025
- Employees · 4 to 6Jun 30, 2025 to Aug 19, 2025
- Financial planning clients · 0 to 0Jun 30, 2025 to Aug 19, 2025
- Discretionary RAUM · $0 to $150MJun 30, 2025 to Aug 19, 2025
- HNW RAUM · unset to 107995863.0Jun 30, 2025 to Aug 19, 2025
- Individual RAUM · unset to 38056299.0Jun 30, 2025 to Aug 19, 2025
- RAUM · $0 to $150MJun 30, 2025 to Aug 19, 2025
Signals
1 dated events
- 2 advisors left Raymond James & Associates, Inc. (Shreveport, LA) for Lyons Capital Group on the same dayMay 16, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 318-317-1280reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 303-797-9080reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 318-222-2080reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/lyons-capital-group-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- lyonscapgroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 318-455-7790reportedpublic record, Form ADV, Aug 7, 2026
- Contact form
- lyonscapgroup.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026