DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Greenstone Belt Wealth Advisors, LLC
Latest filing Mar 27, 2026
First filing on the tape Apr 16, 2025 · 5 filings
SEC status approved since May 6, 2025
RAUM
$260M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
100%
$259M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$52.0M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$260M as of Mar 27, 2026
Apr 16, 2025$0 then
HNW client RAUM$257M as of Mar 27, 2026
Sep 8, 2025$187M then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Apr 16, 20253 then
Employees (5.A)5 as of Mar 27, 2026
Apr 16, 20254 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $52.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 17derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $771,691derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $92.2M, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$257M99%
- Individuals$1.5M0.6%
- Pension and profit-sharing plans$1.1M0.4%
- Individual clients
- 10reported
- HNW clients
- 73reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 337reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $231M managedreported
- Custody of client assets
- $92.2M for 14 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James V Petitpren | Chicago, Il | May 7, 2025 | 24 y | 5 |
| Luke M Schillo | Chicago, Il | May 7, 2025 | 10 y | 3 |
| James Christopher CochranCertified Financial Planner | Chicago, Il | Aug 8, 2025 | 21 y | 4 |
| Alexandra P Andersen | Chicago, Il | Apr 3, 2026 | 10 y | 0 |
| Collin P Woulfe | Chicago, Il | Apr 3, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- James Christopher Cochran from LPL Financial LLCAug 8, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- James V Petitpren from Orba Wealth Advisors, LLCMay 7, 2025 · RIA to a newly registered adviser
- Luke M Schillo from Orba Wealth Advisors, LLCMay 7, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Orba Wealth Advisors, LLCJun 13, 2025 · Chicago, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V James Petitpren · Managing Member And Chief Compliance Officercontrolsince 03/2025 · owns 50% to 75%
- M Luke Schillo · Managing Membercontrolsince 03/2025 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 27, 2026custody of client assets (Item 9.A): no on the filing of 2025-09-08, yes on the filing of 2026-03-27peers: independent wealth managers, $100M to $500M (5,676)
- business activity changedChange between filings · filing Mar 27, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-09-08, yes on the filing of 2026-03-27peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 246 to 337Sep 8, 2025 to Mar 27, 2026
- Advisory employees · 3 to 5Sep 8, 2025 to Mar 27, 2026
- Advisory activities · 3 to 4Sep 8, 2025 to Mar 27, 2026
- HNW clients · 61 to 73Sep 8, 2025 to Mar 27, 2026
- Individual clients · 26 to 10Sep 8, 2025 to Mar 27, 2026
- Pension plan clients · 0 to 1Sep 8, 2025 to Mar 27, 2026
- Assets in custody · unset to 92231799.0Sep 8, 2025 to Mar 27, 2026
- Custody of client assets · false to trueSep 8, 2025 to Mar 27, 2026
- Insurance-licensed employees · 0 to 2Sep 8, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 51-100Sep 8, 2025 to Mar 27, 2026
- Discretionary RAUM · $164M to $231MSep 8, 2025 to Mar 27, 2026
- HNW RAUM · $187M to $257MSep 8, 2025 to Mar 27, 2026
- Individual RAUM · $3.1M to $1.5MSep 8, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $26.1M to $28.9MSep 8, 2025 to Mar 27, 2026
- Pension RAUM · $0 to $1.1MSep 8, 2025 to Mar 27, 2026
- RAUM · $190M to $260MSep 8, 2025 to Mar 27, 2026
- Wrap assets (manager) · $179M to $231MSep 8, 2025 to Mar 27, 2026
- Accounts · 0 to 246Aug 18, 2025 to Sep 8, 2025
- Advisory employees · 2 to 3Aug 18, 2025 to Sep 8, 2025
- Charity clients · unset to 0.0Aug 18, 2025 to Sep 8, 2025
- Corporate clients · unset to 0.0Aug 18, 2025 to Sep 8, 2025
- HNW clients · unset to 61.0Aug 18, 2025 to Sep 8, 2025
- Individual clients · unset to 26.0Aug 18, 2025 to Sep 8, 2025
- Pension plan clients · unset to 0.0Aug 18, 2025 to Sep 8, 2025
- Pooled vehicle clients · unset to 0.0Aug 18, 2025 to Sep 8, 2025
- Employees · 4 to 5Aug 18, 2025 to Sep 8, 2025
- Financial planning clients · 0 to 0Aug 18, 2025 to Sep 8, 2025
- Discretionary RAUM · $0 to $164MAug 18, 2025 to Sep 8, 2025
- HNW RAUM · unset to 187000000.0Aug 18, 2025 to Sep 8, 2025
- Individual RAUM · unset to 3100000.0Aug 18, 2025 to Sep 8, 2025
- Non-discretionary RAUM · $0 to $26.1MAug 18, 2025 to Sep 8, 2025
- Pension RAUM · unset to 0.0Aug 18, 2025 to Sep 8, 2025
- Pooled vehicle RAUM · unset to 0.0Aug 18, 2025 to Sep 8, 2025
- RAUM · $0 to $190MAug 18, 2025 to Sep 8, 2025
- Wrap assets (manager) · $0 to $179MAug 18, 2025 to Sep 8, 2025
Signals
1 dated events
- 2 advisors left Orba Wealth Advisors, LLC (Chicago, IL) for Greenstone Belt Wealth Advisors, LLC on the same dayJun 13, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@greenstonebelt.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 312-625-3525reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 312-952-6550reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- greenstonebelt.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-952-6550reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- greenstonebelt.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- greenstonebelt.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026