DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••••• W••••• A•••••••• L••
Latest filing Mar 11, 2026
First filing on the tape May 19, 2025 · 3 filings
SEC status approved since May 28, 2025
RAUM
$120M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$120M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$60.2M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$120M as of Mar 11, 2026
May 19, 2025$0 then
HNW client RAUM$86.9M as of Mar 11, 2026
Oct 24, 2025$49.1M then
State-registered IARs (5.B.3)3 as of Mar 11, 2026
May 19, 20251 then
Employees (5.A)4 as of Mar 11, 2026
May 19, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $60.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 99derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $310,982derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$86.9M72%
- Individuals$33.4M28%
- Individual clients
- 134reported
- HNW clients
- 64reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 387reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H•••••• D••••••• H••••Certified Financial Planner | Folsom, Ca | Jul 22, 2025 | 16 y | 2 |
| R•••••• A••• R•••• | Folsom, Ca | Jan 8, 2026 | 12 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• A••• R•••• from C••••• • A••••••••• I•••Jan 8, 2026 · RIA to RIA
- H•••••• D••••••• H•••• from C••••• • A••••••••• I•••Jul 22, 2025 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••••• D•••••• D••••• · Membercontrolsince 02/2025 · owns 25% to 50%
- R••••• R••••••• A••• · Membercontrolsince 02/2025 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Folsom, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 11, 2026wrap fee program participation (Item 5.I): yes on the filing of 2025-10-24, no on the filing of 2026-03-11peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 85 to 387Oct 24, 2025 to Mar 11, 2026
- Advisory employees · 1 to 4Oct 24, 2025 to Mar 11, 2026
- BD registered reps · 0 to 1Oct 24, 2025 to Mar 11, 2026
- HNW clients · 28 to 64Oct 24, 2025 to Mar 11, 2026
- Individual clients · 57 to 134Oct 24, 2025 to Mar 11, 2026
- Employees · 1 to 4Oct 24, 2025 to Mar 11, 2026
- Insurance-licensed employees · 0 to 1Oct 24, 2025 to Mar 11, 2026
- State-registered IARs · 1 to 3Oct 24, 2025 to Mar 11, 2026
- Discretionary RAUM · $102M to $120MOct 24, 2025 to Mar 11, 2026
- HNW RAUM · $49.1M to $86.9MOct 24, 2025 to Mar 11, 2026
- Individual RAUM · $53.0M to $33.4MOct 24, 2025 to Mar 11, 2026
- RAUM · $102M to $120MOct 24, 2025 to Mar 11, 2026
- Wrap assets (manager) · 0.0 to unsetOct 24, 2025 to Mar 11, 2026
- Wrap assets (sponsor) · 102170006.0 to unsetOct 24, 2025 to Mar 11, 2026
- Accounts · 0 to 85May 19, 2025 to Oct 24, 2025
- Charity clients · unset to 0.0May 19, 2025 to Oct 24, 2025
- Corporate clients · unset to 0.0May 19, 2025 to Oct 24, 2025
- HNW clients · unset to 28.0May 19, 2025 to Oct 24, 2025
- Individual clients · unset to 57.0May 19, 2025 to Oct 24, 2025
- Pension plan clients · unset to 0.0May 19, 2025 to Oct 24, 2025
- Pooled vehicle clients · unset to 0.0May 19, 2025 to Oct 24, 2025
- Financial planning clients · 0 to 0May 19, 2025 to Oct 24, 2025
- Discretionary RAUM · $0 to $102MMay 19, 2025 to Oct 24, 2025
- HNW RAUM · unset to 49135008.0May 19, 2025 to Oct 24, 2025
- Individual RAUM · unset to 53034998.0May 19, 2025 to Oct 24, 2025
- Pension RAUM · unset to 0.0May 19, 2025 to Oct 24, 2025
- Pooled vehicle RAUM · unset to 0.0May 19, 2025 to Oct 24, 2025
- RAUM · $0 to $102MMay 19, 2025 to Oct 24, 2025
- Wrap assets (manager) · unset to 0.0May 19, 2025 to Oct 24, 2025
- Wrap assets (sponsor) · unset to 102170006.0May 19, 2025 to Oct 24, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@dachtlerwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-333-1855reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 916-933-3076reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 916-933-5639reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- dachtlerwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 916-933-3076reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- dachtlerwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- dachtlerwealth.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026