DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B••••••••• W••••• M••••••••• L•••••
Latest filing May 6, 2026
First filing on the tape May 1, 2025 · 7 filings
SEC status approved since May 23, 2025
RAUM
$196M
reported, Item 5.F
Discretionary
77%
of RAUM
Private clients
72%
$142M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$65.4M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$196M as of May 6, 2026
May 1, 2025$0 then
HNW client RAUM$114M as of May 6, 2026
Oct 17, 2025$92.4M then
State-registered IARs (5.B.3)0 as of May 6, 2026
May 1, 20250 then
Employees (5.A)6 as of May 6, 2026
May 1, 20256 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $98.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 93derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $427,252derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 77%derivedof RAUM
- Institutional
- 24%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $150MreportedItem 5.I
- Custody
- $20.8M, 39 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$114M58%
- Pension and profit-sharing plans$46.0M23%
- Individuals$28.2M14%
- Corporations and businesses$7.7M3.9%
- Charitable organizations$573,5780.3%
- Individual clients
- 116reported
- HNW clients
- 70reported
- Pension plan clients
- 18reported
- Charitable clients
- 2reported
- Accounts
- 459reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $20.8M for 39 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.72 fund_share=0.0 institutional_share=0.24 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• G••••• W•••• | New Orleans, La | Jul 24, 2025 | 18 y | 2 |
| R••• W••••••• S••••• | New Orleans, La | Jul 24, 2025 | 10 y | 2 |
| R••• C•••••• R••••••Chartered Financial Consultant | New Orleans, La | Jul 24, 2025 | 49 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••• W••••••• S••••• from C••••• I••••••••• A••••••• L••Jul 24, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- C••••••••• G••••• W•••• from C•••• I••••••••• S••••••• C••••Jul 24, 2025 · Other
- R••• C•••••• R•••••• from A••••••• A••••••• S•••••••Jul 24, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••• R•••• W••••••• · Partner And Chief Operating Officercontrolsince 04/2025 · owns less than 5%
- W••••• C••••••••• G••••• · Partner And Chief Compliance Officercontrolsince 04/2025 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Orleans, La · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 409 to 459Oct 17, 2025 to Feb 2, 2026
- Charity clients · 1 to 2Oct 17, 2025 to Feb 2, 2026
- HNW clients · 63 to 70Oct 17, 2025 to Feb 2, 2026
- Individual clients · 107 to 116Oct 17, 2025 to Feb 2, 2026
- Assets in custody · unset to 20762813.0Oct 17, 2025 to Feb 2, 2026
- Custody of client assets · false to trueOct 17, 2025 to Feb 2, 2026
- Discretionary RAUM · $124M to $150MOct 17, 2025 to Feb 2, 2026
- HNW RAUM · $92.4M to $114MOct 17, 2025 to Feb 2, 2026
- Individual RAUM · $24.8M to $28.2MOct 17, 2025 to Feb 2, 2026
- Non-discretionary RAUM · $45.4M to $46.0MOct 17, 2025 to Feb 2, 2026
- Pension RAUM · $45.4M to $46.0MOct 17, 2025 to Feb 2, 2026
- RAUM · $169M to $196MOct 17, 2025 to Feb 2, 2026
- Accounts · 0 to 409Jul 24, 2025 to Oct 17, 2025
- Charity clients · unset to 1.0Jul 24, 2025 to Oct 17, 2025
- Corporate clients · unset to 4.0Jul 24, 2025 to Oct 17, 2025
- HNW clients · unset to 63.0Jul 24, 2025 to Oct 17, 2025
- Individual clients · unset to 107.0Jul 24, 2025 to Oct 17, 2025
- Pension plan clients · unset to 18.0Jul 24, 2025 to Oct 17, 2025
- Discretionary RAUM · $0 to $124MJul 24, 2025 to Oct 17, 2025
- HNW RAUM · unset to 92428761.0Jul 24, 2025 to Oct 17, 2025
- Individual RAUM · unset to 24751674.0Jul 24, 2025 to Oct 17, 2025
- Non-discretionary RAUM · $0 to $45.4MJul 24, 2025 to Oct 17, 2025
- Pension RAUM · unset to 45410359.0Jul 24, 2025 to Oct 17, 2025
- RAUM · $0 to $169MJul 24, 2025 to Oct 17, 2025
- Financial planning clients · unset to Jun 6, 2025 to Jul 24, 2025
Signals
1 dated events
- R••• C•••••• R•••••• no longer holds an investment adviser registration (last listed at B••••••••• W••••• M••••••••• L••••• on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@bellingrathwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- nancy@bellingrathwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- lisa@bellingrathwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- alex@bellingrathwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- garlan@bellingrathwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 504-593-6040reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- bellingrathwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-395-3900reportedpublic record, Form ADV, May 6, 2026
- Contact form
- bellingrathwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- bellingrathwealth.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026