DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
J••• F•••••••• G•••• L••
Latest filing Feb 12, 2026
First filing on the tape May 14, 2025 · 3 filings
SEC status approved since Jun 13, 2025
RAUM
$542M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
57%
$307M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$90.3M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$542M as of Feb 12, 2026
May 14, 2025$0 then
HNW client RAUM$221M as of Feb 12, 2026
Sep 29, 2025$210M then
State-registered IARs (5.B.3)5 as of Feb 12, 2026
May 14, 20255 then
Employees (5.A)8 as of Feb 12, 2026
May 14, 20258 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $90.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $768,665derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 43%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $68.6M, 126 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$235M43%
- High-net-worth individuals$221M41%
- Individuals$86.4M16%
- Individual clients
- 221reported
- HNW clients
- 84reported
- Pension plan clients
- 16reported
- Charitable clients
- n/areported
- Accounts
- 705reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $68.6M for 126 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.57 fund_share=0.0 institutional_share=0.43 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• M•••••• G•••Certified Financial Planner | Richmond, Va | Jun 22, 2025 | 14 y | 5 |
| P••• J••••• M••••••Certified Financial Planner | Richmond, Va | Jun 22, 2025 | 10 y | 2 |
| B•••• C•••••••Chartered Financial Analyst | Richmond, Va | Jun 22, 2025 | 13 y | 1 |
| P••• J••••• M•••••• | Richmond, Va | Jun 22, 2025 | 36 y | 3 |
| C•••••••• H••• | Richmond, Va | Apr 16, 2026 | 16 y | 1 |
| K••• S•••••••• L•••••••• | Richmond, Va | May 13, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••••• H••• from C••••• I••••••••• A••••••• L••Apr 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- P••• J••••• M•••••• from K••••• A••••••• S•••••••• L••Jun 22, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• M•••••• G••• from K••••• A••••••• S•••••••• L••Jun 22, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- B•••• C••••••• from K••••• A••••••• S•••••••• L••Jun 22, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- P••• J••••• M•••••• from K••••• A••••••• S•••••••• L••Jun 22, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from K••••• A••••••• S•••••••• L••Jun 16, 2025 · Austin, Tx
- 2 joined from K••••• A••••••• S•••••••• L••Jun 16, 2025 · Richmond, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• B•••• · Portfolio Managercontrolsince 01/2025 · owns 10% to 25%
- G•••• J••••• M•••••• · Chief Compliance Officer, Managing Partnercontrolsince 01/2024 · owns 10% to 25%
- M••••••• P•••• J••••• · Chief Executive Officercontrolsince 11/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 6 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Feb 12, 2026pension consulting (Item 5.G.6): no on the filing of 2025-09-29, yes on the filing of 2026-02-12peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 640 to 705Sep 29, 2025 to Feb 12, 2026
- Advisory activities · 3 to 4Sep 29, 2025 to Feb 12, 2026
- HNW clients · 81 to 84Sep 29, 2025 to Feb 12, 2026
- Individual clients · 203 to 221Sep 29, 2025 to Feb 12, 2026
- Assets in custody · $55.0M to $68.6MSep 29, 2025 to Feb 12, 2026
- Discretionary RAUM · $521M to $542MSep 29, 2025 to Feb 12, 2026
- HNW RAUM · $210M to $221MSep 29, 2025 to Feb 12, 2026
- Individual RAUM · $78.9M to $86.4MSep 29, 2025 to Feb 12, 2026
- Pension RAUM · $232M to $235MSep 29, 2025 to Feb 12, 2026
- RAUM · $521M to $542MSep 29, 2025 to Feb 12, 2026
- Accounts · 0 to 640May 14, 2025 to Sep 29, 2025
- HNW clients · unset to 81.0May 14, 2025 to Sep 29, 2025
- Individual clients · unset to 203.0May 14, 2025 to Sep 29, 2025
- Pension plan clients · unset to 16.0May 14, 2025 to Sep 29, 2025
- Assets in custody · $0 to $55.0MMay 14, 2025 to Sep 29, 2025
- Custody of client assets · false to trueMay 14, 2025 to Sep 29, 2025
- Financial planning clients · 0 to 51-100May 14, 2025 to Sep 29, 2025
- Discretionary RAUM · $0 to $521MMay 14, 2025 to Sep 29, 2025
- HNW RAUM · unset to 210208385.0May 14, 2025 to Sep 29, 2025
- Individual RAUM · unset to 78924309.0May 14, 2025 to Sep 29, 2025
- Pension RAUM · unset to 232346957.0May 14, 2025 to Sep 29, 2025
- RAUM · $0 to $521MMay 14, 2025 to Sep 29, 2025
Signals
2 dated events
- 2 advisors left K••••• A••••••• S•••••••• L•• (Richmond, VA) for J••• F•••••••• G•••• L•• on the same dayJun 16, 2025 · Team lift-out · derived
- 2 advisors left K••••• A••••••• S•••••••• L•• (Austin, TX) for J••• F•••••••• G•••• L•• on the same dayJun 16, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 804-418-6289reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 804-422-9798reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 804-418-6280reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/juno-financial-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- junofinancialgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 804-500-6464reportedpublic record, Form ADV, Feb 12, 2026
- Contact form
- junofinancialgroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- junofinancialgroup.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026