RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A••• B•••••
- D••••• C••••••• L•• independent RIA currentsince May 29, 2026 · Pasadena, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJul 13, 2006 to Apr 18, 2008 · Laguna Beach, Ca
- T••••••• I••••••••• M••••••••• I••• BD affiliatedNov 1, 2004 to Nov 4, 2005 · Irvine, Ca
- W•••• F•••• I••••••••• L•• to D••••• C••••••• L••left Apr 18, 2008, registered May 29, 2026 (6615 days) · Other
- T••••••• I••••••••• M••••••••• I••• to W•••• F•••• I••••••••• L••left Nov 4, 2005, registered Jul 13, 2006 (251 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address