DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Strategic Wealth Partners LLC

Independent wealth managerFranklin, TennesseeCRD 336564SEC 801-134414websiteIAPD
Latest filing Jul 16, 2026
First filing on the tape Nov 7, 2025 · 3 filings
SEC status approved since Sep 24, 2025
RAUM
$102M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$102M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$50.9M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$102M as of Jul 16, 2026
Nov 7, 2025$102M then
HNW client RAUM$102M as of Jul 16, 2026
Nov 7, 2025$102M then
State-registered IARs (5.B.3)2 as of Jul 16, 2026
Nov 7, 20252 then
Employees (5.A)4 as of Jul 16, 2026
Nov 7, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$50.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$479,717derivedHNW RAUM over HNW clients
Average account
$151,339derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$102M100%
Individual clients
n/areported
HNW clients
212reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
672reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Adam Gregory SchmidtFranklin, Tn Oct 6, 202512 y3
William Harold RiggsNorth Charleston, Sc Nov 13, 202510 y2
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Christine Leanna Oliver · Presidentcontrol
      since 02/2025 · owns less than 5%
    • Bryant Drake Oliver · Vice President, Cco
      since 02/2025 · owns less than 5%
    Entity owners
    • Strategic Retirement Solutons LLC · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Franklin, Tn · principal220
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    615-722-9990reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    StrategicWealthPartners.netreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    615-722-9990reportedpublic record, Form ADV, Jul 16, 2026
    Contact form
    strategicwealthpartners.net/get-in-touchreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $50.9Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026