DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
O•••••• G•••• W••••• A•••••••
Legal name O•••••• G•••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 30, 2025 · 3 filings
SEC status approved since Jun 26, 2025
RAUM
$421M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$411M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$421M as of Mar 31, 2026
Jun 30, 2025$0 then
HNW client RAUM$335M as of Mar 31, 2026
Oct 23, 2025$309M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Jun 30, 20251 then
Employees (5.A)6 as of Mar 31, 2026
Jun 30, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $553,802derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$335M80%
- Individuals$76.6M18%
- Corporations and businesses$8.2M1.9%
- Charitable organizations$1.4M0.3%
- Individual clients
- 145reported
- HNW clients
- 100reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 760reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• A••••• K••••••••Certified Financial Planner | Lancaster, Pa | Jul 2, 2025 | 20 y | 3 |
| A•••• D••••• S••••••Certified Financial Planner | Lancaster, Pa | Jul 2, 2025 | 11 y | 2 |
| C•••••••• P•••••••Certified Financial Planner | Lancaster, Pa | Jul 18, 2025 | 12 y | 2 |
| J••••• A•••••••• G•••• | Lancaster, Pa | Apr 22, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••••• P••••••• from C••••••••• F•••••••• N••••••Jul 18, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- A•••• D••••• S•••••• from S•••••• W•••• W••••• A•••••••Jul 2, 2025 · Other
- S••••• A••••• K•••••••• from C••••••••• F•••••••• N••••••Jul 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••••••• F•••••••• N••••••Jul 1, 2025 · Lancaster, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• A••••• D••••• · Membercontrolsince 05/2025 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lancaster, Pa · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 742 to 760Oct 23, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 11-25Oct 23, 2025 to Mar 31, 2026
- Discretionary RAUM · $388M to $421MOct 23, 2025 to Mar 31, 2026
- HNW RAUM · $309M to $335MOct 23, 2025 to Mar 31, 2026
- Individual RAUM · $70.7M to $76.6MOct 23, 2025 to Mar 31, 2026
- RAUM · $388M to $421MOct 23, 2025 to Mar 31, 2026
- Accounts · 0 to 742Jun 30, 2025 to Oct 23, 2025
- Advisory employees · 1 to 3Jun 30, 2025 to Oct 23, 2025
- HNW clients · unset to 100.0Jun 30, 2025 to Oct 23, 2025
- Individual clients · unset to 145.0Jun 30, 2025 to Oct 23, 2025
- Employees · 1 to 6Jun 30, 2025 to Oct 23, 2025
- Financial planning clients · 0 to 0Jun 30, 2025 to Oct 23, 2025
- State-registered IARs · 1 to 3Jun 30, 2025 to Oct 23, 2025
- Discretionary RAUM · $0 to $388MJun 30, 2025 to Oct 23, 2025
- HNW RAUM · unset to 308894248.0Jun 30, 2025 to Oct 23, 2025
- Individual RAUM · unset to 70699943.0Jun 30, 2025 to Oct 23, 2025
- RAUM · $0 to $388MJun 30, 2025 to Oct 23, 2025
Signals
1 dated events
- 2 advisors left C••••••••• F•••••••• N•••••• (Lancaster, PA) for O•••••• G•••• W••••• A••••••• within 2 daysJul 1, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- dkavanaugh@ogwa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kharris@ogwa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kwerner@ogwa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 717-553-4722reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/odyssey-group-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ogwa.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 717-553-4722reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- ogwa.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- ogwa.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026