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A••••••••• W••••• A•••••••

Independent wealth managerSEC-registered· Fort Worth, Texaswebsite

Independent wealth manager, based in Fort Worth, Texas, reporting $335M of regulatory assets across 3 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$335M
Form ADV
Advisors
3
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
Not established
Private clients
100% of RAUM, $335M
Form ADV
Advisors (3)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 337220 · SEC 801-134217 · 4 filingsShow
CRD 337220SEC 801-134217Legal name A••• L••First filing on the tape Sep 10, 2025, latest May 20, 2026SEC status approved since Sep 3, 2025IAPD
RAUM
$335M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
100%
$335M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$335M as of May 20, 2026
Sep 10, 2025$0 then
HNW client RAUM$268M as of May 20, 2026
Dec 24, 2025$65.0M then
State-registered IARs (5.B.3)4 as of May 20, 2026
Sep 10, 20254 then
Employees (5.A)7 as of May 20, 2026
Sep 10, 20257 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$112MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
128derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$247,783derivedRAUM over accounts (5.F.2.f)
Discretionary
94%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$268M80%
  • Individuals$67.5M20%
Individual clients
274reported
HNW clients
109reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,352reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
B••••••• R••••• B•••••Certified Financial PlannerFort Worth, TxSep 10, 202521 y1
N••••••• C•••• G••••••Fort Worth, TxSep 10, 202515 y1
P••••• B••••Fort Worth, TxSep 10, 202512 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• B•••••••• R••••• · Chief Financial Officercontrol
        since 06/2025 · owns less than 5%
      • G••••••• N•••••••• C•••• · Chief Executive Officer And Chief Compliance Officercontrol
        since 06/2025 · owns less than 5%
      Entity owners
      • B••••••••• H••••••• L•• · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Fort Worth, Tx · principal300
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 1,310 to 1,352
        Dec 24, 2025 to Feb 17, 2026
      • HNW clients · 104 to 109
        Dec 24, 2025 to Feb 17, 2026
      • Individual clients · 185 to 274
        Dec 24, 2025 to Feb 17, 2026
      • Discretionary RAUM · $306M to $316M
        Dec 24, 2025 to Feb 17, 2026
      • HNW RAUM · $65.0M to $268M
        Dec 24, 2025 to Feb 17, 2026
      • Individual RAUM · $261M to $67.5M
        Dec 24, 2025 to Feb 17, 2026
      • Non-discretionary RAUM · $20.0M to $19.1M
        Dec 24, 2025 to Feb 17, 2026
      • RAUM · $326M to $335M
        Dec 24, 2025 to Feb 17, 2026
      • Accounts · 0 to 1,310
        Sep 10, 2025 to Dec 24, 2025
      • HNW clients · unset to 104.0
        Sep 10, 2025 to Dec 24, 2025
      • Individual clients · unset to 185.0
        Sep 10, 2025 to Dec 24, 2025
      • Financial planning clients · 0 to 251-500
        Sep 10, 2025 to Dec 24, 2025
      • Discretionary RAUM · $0 to $306M
        Sep 10, 2025 to Dec 24, 2025
      • HNW RAUM · unset to 65000000.0
        Sep 10, 2025 to Dec 24, 2025
      • Individual RAUM · unset to 261000000.0
        Sep 10, 2025 to Dec 24, 2025
      • Non-discretionary RAUM · $0 to $20.0M
        Sep 10, 2025 to Dec 24, 2025
      • RAUM · $0 to $326M
        Sep 10, 2025 to Dec 24, 2025
      Signals
      1 dated events
      • ••• Locked
        Sep 12, 2025 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, May 20, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, May 20, 2026
      Contact form
      ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $112Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026